Bar Admissions
- England and Wales
- New York
Education
- Emory University School of Law, JD
- Saint Petersburg State University, MA
Anna Maleva-Otto
Partner
Concentrates on a range of UK financial services regulatory matters, including the impact of EU directives and regulations.
Anna advises on all aspects of the establishment and operation of FCA-regulated businesses in the United Kingdom, as well as trading on UK and EU markets.
She frequently participates in industry working groups in connection with new and emerging regulatory initiatives, and has advised asset managers on several key pieces of recent EU legislation (including GDPR, Short Selling Regulation, AIFMD, MiFID II, MAR, EMIR, SFTR and Securitisation Regulation).
Anna also often assists clients with the design of their compliance policies and procedures, internal investigations and staff training.
She is recognized as a “Leading Individual” in The Legal 500 UK in Investment Fund Formation and Management – Hedge Funds and a “Recommended” lawyer in Financial Services: Non-Contentious Regulatory. An interviewee described her as “excellent – highly responsive, well informed and pragmatic in her advice, and a pleasure to work with.” Anna has also been named among the world’s “50 Leading Women in Hedge Funds” by The Hedge Fund Journal.
She frequently speaks and writes on topics related to her areas of experience. For the past three years, she has co-authored the UK chapter in the Chambers Alternative Funds Guide – a guide examining key industry trends and regulatory and tax matters impacting funds, managers and investors.
Anna has also worked with AIMA to produce MiFID2 – A Guide for Investment Managers and authored the “Insider Trading Law in the United Kingdom” chapter in the Insider Trading Law and Compliance Answer Book (Practising Law Institute).
Her recent speaking engagements have addressed topics such as market abuse, insider dealing, best practices for electronic communications and MiFID II.
- “UK Compliance Update: FCA Rules Will Allow CSA-Style Payments for Research From 1 Aug. 2024,” Schulte Alert, July 30, 2024
- “EU Anti-Greenwashing Guide Analyzed For Fund Managers,” Law360, June 2024
- “ESG Update for Funds Offered in the EU: What’s in a Name?,” Schulte Alert, May 23, 2024
- “Sanctions Update: OFAC Re-Emphasizes Applicability of Sanctions to Non-US Persons,” Schulte Alert, April 4, 2024
- “UK Short Selling Update: UK reporting threshold goes up to 0.2% from February 2024,” The Hedge Fund Journal, January 2024
- “UK Short Selling Update: UK Reporting Threshold Goes up to 0.2 Percent From Feb. 5, 2024; Other Changes to the Short Selling Regime Anticipated,” Schulte Alert, 14 Dec. 2023
- “Coming soon: How the adoption AI, alt data and electronic comms could herald an era of rapid regulatory change,” Hedgeweek, 13 June 2023
- “Hedge Fund Takes On Toughest ESG Market With Long-Short Bet,” BNN Bloomberg, 9 Jan. 2023 (quoted)
- “EU Marketing Update: Dutch Regulator Will Require Non-EU Managers To Submit Annex IV Reports From April 2023,” Schulte Alert, 5 Jan. 2023
- “Funds Hit Brakes as Reclassifications Take Toll: ESG Regulations,” Bloomberg, 3 Jan. 2023 (quoted)
- “Asset Managers Hit by More Bad News on Top-Ranked ESG Funds,” Bloomberg, 3 Nov. 2022 (quoted)
- Alternative Funds Guide 2022, Chambers, co-author
- “Hedge Funds May Steer Clear of ESG Designations Over EU Rules,” Bloomberg, 3 Oct. 2022 (quoted)
- “Updates to Data Transfer Agreements – 21 September Deadline is Approaching,” Schulte Alert, 24 June 2022
- “Sanctions Update: US Begins to Roll Out Sanctions Against Russia,” Schulte Alert, 23 Feb. 2022
- “EU Shorting Threshold Transition from 28 to 31 January 2022,” Schulte Alert, 27 Jan. 2022
- “EU Shorting Threshold Lowered to 0.1% from 31 January 2022,” Schulte Alert, 12 Jan. 2022
- Alternative Funds Guide 2021 , Chambers, co-author
- “Private Funds Market Trends Report,” Schulte Publication, 3 June 2021
- “LIBOR Transition Update: New York State Legislature Passes LIBOR Transition Bill,” Schulte Alert, 26 March 2021
- “FCA Filings Update: Immediate Change to Filings of Large Shareholdings,” Schulte Alert, 22 March 2021
- “EU Net Short Position Reporting Threshold to Return to 0.2%; UK Retains the 0.1% Threshold,” Schulte Alert, 18 March 2021
- “FCA Announces Dates LIBOR Settings Will Cease to Be Provided or Be Representative; ISDA Declares Index Cessation Event and Fixing of Spread Adjustment,” Schulte Alert, 8 March 2021
- “Brexit and Marketing Notifications under AIFMD,” Schulte Alert, 25 Nov. 2020
- Alternative Funds Guide 2020, Chambers, co-author
- “Public Disclosure of Sustainable Investment and Shareholder Engagement Policies,” Schulte Alert, 5 Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Oct. 2020
- “Private Funds – Market Trends Report,” Schulte Publication, Oct. 2020
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2020; republished in The Hedge Fund Journal, Sept. 2020
- “Private Funds Regulatory Update,” Schulte Update, July 2020
- “Short-Selling – ESMA Extends 0.1% Thresholds for Reporting for Three Months,” Schulte Alert, 15 June 2020
- “Private Funds Regulatory Update,” Schulte Update, June 2020
- “European Regulators Suspend Short-Selling Bans,” Schulte Alert, 18 May 2020
- “Private Funds – Market Trends Report,” Schulte Publication, 13 May 2020
- “Private Funds Regulatory Update,” Schulte Update, May 2020
- “Update: EU Short-Selling Regulation – Short-Sale Bans,” Schulte Memorandum, 20 April 2020
- “Short-Selling – Austria, Belgium, France, Greece and Spain Extend Their Short-Selling Bans,” Schulte Alert, 16 April 2020
- “Private Funds – Ideas for Raising New Capital During the COVID-19 Dislocation,” Schulte Publication, 26 March 2020; republished in The Hedge Fund Journal, May 2020
- “Short-Selling – Update – Austria Bans Short-Selling,” Schulte Alert, 19 March 2020
- “Short-Selling – Update – Belgium, France, Greece and Italy,” Schulte Alert, 18 March 2020
- “UK Update: Guidance for FCA-Regulated Managers (COVID-19),” Schulte Alert, 18 March 2020
- “Short-Selling – Belgium, France, Italy and Spain Announce Short-Selling Bans,” Schulte Alert, 17 March 2020
- “Short-Selling – ESMA Lowers Thresholds for Reporting to 0.1%,” Schulte Alert, 16 March 2020
- “Short-Selling – Short-Selling Bans Instituted Across Europe and Asia,” Schulte Alert, 13 March 2020
- “New ESG Disclosure Obligations to Take Effect in March 2021,” Schulte Alert, 2 March 2020; republished in Harvard Law School Forum on Corporate Governance, 24 March 2020; republished in The Hedge Fund Journal, March 2020
- “FCA Announces Change to the Method for Short Selling Reporting,” Schulte Alert, 24 Feb. 2020
- “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), Jan. 2020
- “Private Funds Regulatory Update – CFTC Regulatory Roundup,” Schulte Update, Dec. 2019
- “SEC Final Interpretation of IA Standard of Conduct,” Schulte Update republished in The Hedge Fund Journal, Oct. 2019
- Alternative Funds Guide 2019, Chambers, co-author
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2019, co-author
- “SEC Staff Publishes Statement on LIBOR Transition,” Schulte Alert, 18 July 2019, co-author
- “CLOs in the Current Regulatory Environment” The International Comparative Legal Guide to: Securitisation 2019, Global Legal Group, contributor
- “GDPR: One Year On,” HFM Compliance, 7 May 2019 (quoted)
- “Insider Trading Law and Commodity Interests” and “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), 2017-2019
- Hedge Funds: Formation, Operation and Regulation, ALM Law Journal Press, co-author; Full Court Press, 2022, co-author
- Private Equity Funds: Formation and Operation, Practising Law Institute, contributor
- “Quantitative Investment Manager Sanctioned by the SEC: Lessons for Private Fund Managers,” Schulte Alert, 5 Sept. 2018, co-author; republished in Law360, 6 Sept. 2018
- “Cross-Border Implementation of MiFID II Research Provisions – SEC No-Action Relief to Investment Advisers and Broker-Dealers and European Commission Guidance,” Schulte Alert, 31 Oct. 2017, co-author; republished in The Hedge Fund Journal, Oct. 2017
- “Why Managers Should Be Wary of Priips,” HFMWeek, 13 Sept. 2017 (quoted)
- “MiFID II: Final FCA Rules Published,” Schulte Alert, 10 July 2017, co-author; republished in The Hedge Fund Journal, July 2017
- “MiFID II and MiFIR: Q&A with Schulte Roth & Zabel's London Office,” The Hedge Fund Journal, Feb. 2017 (interview)
- MiFID2 – A Guide for Investment Managers, AIMA in association with Schulte, Feb. 2017, co-author
- “AIMA Publishes MiFID II Guide For Investment Managers,” FINalternatives, 3 Feb. 2017 (quoted)
- “What Life Under MiFID II Will Mean for U.S.-based Advisers and Affiliates,” IA Watch, Jan. 2017 (quoted)
- “Short Selling Update: New Disclosure Rules in Norway,” Schulte Alert, 22 Dec. 2016, co-author
- “Further Delay Likely Before the AIFMD Marketing Passport Is Extended to Non-EU Jurisdictions,” Schulte Client Alert, 1 Aug. 2016, co-author) republished in The Hedge Fund Journal, Sept. 2016
- “Brexit: What Alternative Asset Managers Can Expect,” Schulte Alert, 13 July 2016, co-author; republished in The Hedge Fund Journal, July/Aug. 2016
- “UK and European Regulatory Trends Update,” The Hedge Fund Journal, July/Aug. 2016 (quoted)
- “CLOs and Risk Retention in the U.S. and EU: Complying with the Rules,” The International Comparative Legal Guide to: Securitisation 2016 , Global Legal Group, contributor
- “Navigating FCA and SEC Cybersecurity Expectations (Part Two of Two),” The Hedge Fund Law Report, 14 Jan. 2016 (quoted)
- “The SFT Regulation Comes into Effect on 12 January 2016,” Schulte Alert, 12 Jan. 2016, co-author; republished in The Hedge Fund Journal, Jan. 2016
- “Navigating FCA and SEC Cybersecurity Expectations (Part One of Two),” The Cybersecurity Law Report, 6 Jan. 2016 (quoted); republished in The Hedge Fund Law Report, 7 Jan. 2016
- “US Fund Managers Broaden EU Marketing Options,” Compliance Reporter, 23 Dec. 2015 (quoted)
- “AIFMD Update: ESMA Advice on Extension of Marketing Passport Published,” Schulte Alert, 3 Aug. 2015 , co-author; republished in The Hedge Fund Journal, Aug. 2015
- “Marketing Alternative Funds in Europe: A Changed Landscape,” Risk & Compliance Magazine, January – March 2015, co-author
- “Final UK Rules on AIFMD Implementation,” The Hedge Fund Journal, 19 Aug. 2013
- “Changing the Guard – What to Expect from the UK’s FCA,” AIMA Journal, June 2013
- “Uncertain Future,” Funds Europe, June 2013
- “Preparing for Regulatory Investigations and Publicity,” Schulte London Investment Management Hot Topics, May 2024
-
“Regulatory challenges for private funds,” IBA’s 22nd Annual International Conference on Private Investment Funds, March 2024
- “Regulation: The State of Play,” 33rd Annual Schulte Private Capital Forum, January 2024
- “Mitigating Financial Crime Risks in Hedge Funds: Strategies for Compliance and Safeguarding Investor Trust” and “Legal Question Time: Interrogating the Lawyers,” With Intelligence HFM European Legal Summit, Nov. 14, 2023
- “Is European & UK Investment Data Compliance & Regulation Lagging The US?” Eagle Alpha Alternative Data Conference, October 2023
- “ESG,” Schulte Private Capital Conversations, July 2023
- “After 2022, more regulation is inevitable will this increased transparency help or prolong the chilling effect?” Hedgeweek Hedge Fund European Digital Assets Summit, June 2023
- “Marketing Strategies,” Schulte London Investment Management Hot Topics, May 2023
- “ESG,” Schulte 32nd Annual Private Investment Funds Seminar, January 2023
- “Roadmap to Europe: Addressing Marketing Rules,” Schulte Webinar, December 2022
- Moderator, “Digital Assets: The Regulatory Outlook,” MFA Legal & Compliance London, October 2022
- Raising Capital in Europe, May 2022
- “ESG,” Schulte 31st Annual Private Investment Funds Seminar, January 2022
- “Reforming Markets: From Transparency to Short Selling,” AIMA Global Policy & Regulatory Forum 2021, November 2021
- “AIMA Fund Manager Briefing: Investing in SPACs,” AIMA, May 2021
- “ESG,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “A European Outlook,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “Market Abuse Update,” AIMA Global Policy and Regulatory Virtual Forum, November 2020
- “EU and US Regulatory Outlook,” UBS EMEA Hedge Fund COO Virtual Conference, November 2020
- “Publicity for Private Funds – Opportunities and Practical Implementation of Rule 506(c) Offerings,” Schulte Webinar, October 2020
- “Marketing Alternative Investment Funds,” Schulte Webinar, May 2020
- “Start Me Up: Regulation as an Emerging Manager,” HFM European Emerging Managers Summit 2020, Bagshot, UK, February 2020
- “Regulatory,” Schulte 29th Annual Private Investment Funds Seminar, New York, January 2020
- “Update on Offering Funds in Europe,” Schulte Breakfast Briefing, November 2019
- UBS Hedge Fund COO Conference, October 2019
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, June 2019
- Schulte Breakfast Briefing: Regulatory Update: Electronic Communications and Surveillance, London, June 2019
- Maples and Calder Investment Funds Forum, Grand Cayman, Cayman Islands, February 2019
- Schulte Breakfast Briefing: MiFID Requirements for UK firms: Areas of Change and Consistency, London, January 2019
- IMG The European Union’s General Data Protection Regulation (GDPR) Requirements, New York, January 2019
- “Regulatory Outlook,” Schulte 28th Annual Private Investment Funds Seminar, New York, January 2019
- “Privacy Regulations: From California to the E.U.,” Fasano Associates 15th Annual Longevity Conference, Washington, DC, November 2018
- Schulte How Will Brexit Impact US Managers? New York, November 2018
- “Preparing for Brexit and Other Regulatory Headwinds,” UBS Hedge Fund COO Conference, October 2018
- “Preparing for the SMCR: Identifying Priorities and Building a Compliance Timeline,” HFM European Operational Leaders and Legal Summit, September 2018
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, July 2018
- “EU Regulatory Update for US Private Fund Managers,” Schulte Webinar, May 2018
- Schulte Systematic and Quant Strategies: Regulatory Developments, January 2018
- “Running a Global Investment Firm” and “Trends in EU Regulation,” Schulte 27th Annual Private Investment Funds Seminar, New York, January 2018
- Cowen MiFID II Breakfast, December 2017
- “MiFID II – The Final Checklist,” ACA Compliance (Europe) Regulatory Horizon 2018, November 2017
- Goldman Sachs 15th Annual Hedge Fund Seminar, November 2017
- Schulte MiFID II: Payments for Research in a Cross-Border Context, November 2017
- “Position Limits – MIFiD and CFTC,” Schulte Webinar, October 2017
- “MiFID II: How Do You Get the Best Deals For You and Your Investors?” & “Fighting Financial Crime: Reviewing the GDPR, the Criminal Finances Bill, and Other Measures,” HFM European Operational Leaders and Legal Summit, London, September 2017
- “The New Form ADV – Strategy and Preparation,” Schulte Webinar, September 2017
- Duff & Phelps MiFID II – Implications for Third Country Firms, London, September 2017
- “Preparing for MiFID2,” AIMA Next Generation Manager Forum 2017, London, July 2017
- UBS MiFID II – Payment for Research, London, June 2017
- UBS MiFID II – Impact on Market Structure and Transparency, London, May 2017
- “Predicting the Future – New Regulations, New Products, New Markets,” ALFI London Conference, May 2017
- AIMA MiFID2 Implications for U.S. Investment Managers, New York, April 2017
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2017
- AIMA MiFID2 – A Guide for Investment Managers Launch Event, February 2017
- “Key Regulation & Compliance Priorities,” Informa Hedge Fund Operational Forum, London, January 2017
- “Regulatory Outlook,” Schulte 26th Annual Private Investment Funds Seminar, New York, January 2017
- “Sailing the Upward Curve,” Sector School The Fortunes of Asset/Investment Management Seminar, London, November 2016
- “Regulatory Landscape – Regulations Impacting Investment Management,” J.P. Morgan The COO of Tomorrow Program, London, October 2016
- Schulte Systematic and Quant Strategies: Current Trends and Challenges, New York, September 2016
- “Preparing for MiFID II Without Succumbing to Regulatory Fatigue,” HFMWeek European Operational Leaders & Hedge Fund Legal Summit, Hertfordshire, England, September 2016
- Wilson Willis Management Hedge Fund Business Forum, London, May 2016
- “Market Abuse and Insider Dealing,” UBS Breakfast Roundtable, London, March 2016
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2016
- “The New Regulatory Challenges,” Schulte 25th Annual Private Investment Funds Seminar, New York, January 2016
- “Trading Compliance and CFTC Updates,” Schulte London Breakfast Briefing, October 2015
- “Systematic and Quant Strategies: Current Trends and Challenges,” Schulte London Breakfast Briefing, October 2015
- Moderator, “Is the Passport a Worthy Carrot to the AIFMD Stick?” IIR & IBC Financial Events UCITS & AIFMD London 2015 Conference, September 2015
- “Blocks on the Road Ahead: What Will Replace AIFMD as the Key Issue Facing the Industry?” HFMWeek Operational & Legal Summits, Hertfordshire, England, September 2015
- “Regulation: It’s Here, Deal With It and Work It to Your Advantage,” ICBI GAIM International 2015 Conference, Monaco, June 2015
- “Policy and Regulation: What’s New on the Horizon,” Hedge Fund Business Forum, London, April 2015
- “Protecting the Business: Regulatory Risks and Outlook,” Schulte London Investment Management Hot Topics, March 2015
- Schulte US and UK Insider Trading Breakfast Briefings, London, March 2015
- “Marketing Challenges: US and EU Considerations,” Schulte 24th Annual Private Investment Funds Seminar, New York, January 2015
- Schulte AIFMD and Other EU Regulatory Issues Roundtable, New York, December 2014
- “AIFMD, Marketing, Annex IV Reporting and the Swiss CISA,” Goldman Sachs Twelfth Annual Hedge Fund Seminar, New York, November 2014
- The Legal 500 UK
- The Hedge Fund Journal –named one of 50 Leading Women in Hedge Funds
- “UK Compliance Update: FCA Rules Will Allow CSA-Style Payments for Research From 1 Aug. 2024,” Schulte Alert, July 30, 2024
- “EU Anti-Greenwashing Guide Analyzed For Fund Managers,” Law360, June 2024
- “ESG Update for Funds Offered in the EU: What’s in a Name?,” Schulte Alert, May 23, 2024
- “Sanctions Update: OFAC Re-Emphasizes Applicability of Sanctions to Non-US Persons,” Schulte Alert, April 4, 2024
- “UK Short Selling Update: UK reporting threshold goes up to 0.2% from February 2024,” The Hedge Fund Journal, January 2024
- “UK Short Selling Update: UK Reporting Threshold Goes up to 0.2 Percent From Feb. 5, 2024; Other Changes to the Short Selling Regime Anticipated,” Schulte Alert, 14 Dec. 2023
- “Coming soon: How the adoption AI, alt data and electronic comms could herald an era of rapid regulatory change,” Hedgeweek, 13 June 2023
- “Hedge Fund Takes On Toughest ESG Market With Long-Short Bet,” BNN Bloomberg, 9 Jan. 2023 (quoted)
- “EU Marketing Update: Dutch Regulator Will Require Non-EU Managers To Submit Annex IV Reports From April 2023,” Schulte Alert, 5 Jan. 2023
- “Funds Hit Brakes as Reclassifications Take Toll: ESG Regulations,” Bloomberg, 3 Jan. 2023 (quoted)
- “Asset Managers Hit by More Bad News on Top-Ranked ESG Funds,” Bloomberg, 3 Nov. 2022 (quoted)
- Alternative Funds Guide 2022, Chambers, co-author
- “Hedge Funds May Steer Clear of ESG Designations Over EU Rules,” Bloomberg, 3 Oct. 2022 (quoted)
- “Updates to Data Transfer Agreements – 21 September Deadline is Approaching,” Schulte Alert, 24 June 2022
- “Sanctions Update: US Begins to Roll Out Sanctions Against Russia,” Schulte Alert, 23 Feb. 2022
- “EU Shorting Threshold Transition from 28 to 31 January 2022,” Schulte Alert, 27 Jan. 2022
- “EU Shorting Threshold Lowered to 0.1% from 31 January 2022,” Schulte Alert, 12 Jan. 2022
- Alternative Funds Guide 2021 , Chambers, co-author
- “Private Funds Market Trends Report,” Schulte Publication, 3 June 2021
- “LIBOR Transition Update: New York State Legislature Passes LIBOR Transition Bill,” Schulte Alert, 26 March 2021
- “FCA Filings Update: Immediate Change to Filings of Large Shareholdings,” Schulte Alert, 22 March 2021
- “EU Net Short Position Reporting Threshold to Return to 0.2%; UK Retains the 0.1% Threshold,” Schulte Alert, 18 March 2021
- “FCA Announces Dates LIBOR Settings Will Cease to Be Provided or Be Representative; ISDA Declares Index Cessation Event and Fixing of Spread Adjustment,” Schulte Alert, 8 March 2021
- “Brexit and Marketing Notifications under AIFMD,” Schulte Alert, 25 Nov. 2020
- Alternative Funds Guide 2020, Chambers, co-author
- “Public Disclosure of Sustainable Investment and Shareholder Engagement Policies,” Schulte Alert, 5 Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Oct. 2020
- “Private Funds – Market Trends Report,” Schulte Publication, Oct. 2020
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2020; republished in The Hedge Fund Journal, Sept. 2020
- “Private Funds Regulatory Update,” Schulte Update, July 2020
- “Short-Selling – ESMA Extends 0.1% Thresholds for Reporting for Three Months,” Schulte Alert, 15 June 2020
- “Private Funds Regulatory Update,” Schulte Update, June 2020
- “European Regulators Suspend Short-Selling Bans,” Schulte Alert, 18 May 2020
- “Private Funds – Market Trends Report,” Schulte Publication, 13 May 2020
- “Private Funds Regulatory Update,” Schulte Update, May 2020
- “Update: EU Short-Selling Regulation – Short-Sale Bans,” Schulte Memorandum, 20 April 2020
- “Short-Selling – Austria, Belgium, France, Greece and Spain Extend Their Short-Selling Bans,” Schulte Alert, 16 April 2020
- “Private Funds – Ideas for Raising New Capital During the COVID-19 Dislocation,” Schulte Publication, 26 March 2020; republished in The Hedge Fund Journal, May 2020
- “Short-Selling – Update – Austria Bans Short-Selling,” Schulte Alert, 19 March 2020
- “Short-Selling – Update – Belgium, France, Greece and Italy,” Schulte Alert, 18 March 2020
- “UK Update: Guidance for FCA-Regulated Managers (COVID-19),” Schulte Alert, 18 March 2020
- “Short-Selling – Belgium, France, Italy and Spain Announce Short-Selling Bans,” Schulte Alert, 17 March 2020
- “Short-Selling – ESMA Lowers Thresholds for Reporting to 0.1%,” Schulte Alert, 16 March 2020
- “Short-Selling – Short-Selling Bans Instituted Across Europe and Asia,” Schulte Alert, 13 March 2020
- “New ESG Disclosure Obligations to Take Effect in March 2021,” Schulte Alert, 2 March 2020; republished in Harvard Law School Forum on Corporate Governance, 24 March 2020; republished in The Hedge Fund Journal, March 2020
- “FCA Announces Change to the Method for Short Selling Reporting,” Schulte Alert, 24 Feb. 2020
- “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), Jan. 2020
- “Private Funds Regulatory Update – CFTC Regulatory Roundup,” Schulte Update, Dec. 2019
- “SEC Final Interpretation of IA Standard of Conduct,” Schulte Update republished in The Hedge Fund Journal, Oct. 2019
- Alternative Funds Guide 2019, Chambers, co-author
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2019, co-author
- “SEC Staff Publishes Statement on LIBOR Transition,” Schulte Alert, 18 July 2019, co-author
- “CLOs in the Current Regulatory Environment” The International Comparative Legal Guide to: Securitisation 2019, Global Legal Group, contributor
- “GDPR: One Year On,” HFM Compliance, 7 May 2019 (quoted)
- “Insider Trading Law and Commodity Interests” and “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), 2017-2019
- Hedge Funds: Formation, Operation and Regulation, ALM Law Journal Press, co-author; Full Court Press, 2022, co-author
- Private Equity Funds: Formation and Operation, Practising Law Institute, contributor
- “Quantitative Investment Manager Sanctioned by the SEC: Lessons for Private Fund Managers,” Schulte Alert, 5 Sept. 2018, co-author; republished in Law360, 6 Sept. 2018
- “Cross-Border Implementation of MiFID II Research Provisions – SEC No-Action Relief to Investment Advisers and Broker-Dealers and European Commission Guidance,” Schulte Alert, 31 Oct. 2017, co-author; republished in The Hedge Fund Journal, Oct. 2017
- “Why Managers Should Be Wary of Priips,” HFMWeek, 13 Sept. 2017 (quoted)
- “MiFID II: Final FCA Rules Published,” Schulte Alert, 10 July 2017, co-author; republished in The Hedge Fund Journal, July 2017
- “MiFID II and MiFIR: Q&A with Schulte Roth & Zabel's London Office,” The Hedge Fund Journal, Feb. 2017 (interview)
- MiFID2 – A Guide for Investment Managers, AIMA in association with Schulte, Feb. 2017, co-author
- “AIMA Publishes MiFID II Guide For Investment Managers,” FINalternatives, 3 Feb. 2017 (quoted)
- “What Life Under MiFID II Will Mean for U.S.-based Advisers and Affiliates,” IA Watch, Jan. 2017 (quoted)
- “Short Selling Update: New Disclosure Rules in Norway,” Schulte Alert, 22 Dec. 2016, co-author
- “Further Delay Likely Before the AIFMD Marketing Passport Is Extended to Non-EU Jurisdictions,” Schulte Client Alert, 1 Aug. 2016, co-author) republished in The Hedge Fund Journal, Sept. 2016
- “Brexit: What Alternative Asset Managers Can Expect,” Schulte Alert, 13 July 2016, co-author; republished in The Hedge Fund Journal, July/Aug. 2016
- “UK and European Regulatory Trends Update,” The Hedge Fund Journal, July/Aug. 2016 (quoted)
- “CLOs and Risk Retention in the U.S. and EU: Complying with the Rules,” The International Comparative Legal Guide to: Securitisation 2016 , Global Legal Group, contributor
- “Navigating FCA and SEC Cybersecurity Expectations (Part Two of Two),” The Hedge Fund Law Report, 14 Jan. 2016 (quoted)
- “The SFT Regulation Comes into Effect on 12 January 2016,” Schulte Alert, 12 Jan. 2016, co-author; republished in The Hedge Fund Journal, Jan. 2016
- “Navigating FCA and SEC Cybersecurity Expectations (Part One of Two),” The Cybersecurity Law Report, 6 Jan. 2016 (quoted); republished in The Hedge Fund Law Report, 7 Jan. 2016
- “US Fund Managers Broaden EU Marketing Options,” Compliance Reporter, 23 Dec. 2015 (quoted)
- “AIFMD Update: ESMA Advice on Extension of Marketing Passport Published,” Schulte Alert, 3 Aug. 2015 , co-author; republished in The Hedge Fund Journal, Aug. 2015
- “Marketing Alternative Funds in Europe: A Changed Landscape,” Risk & Compliance Magazine, January – March 2015, co-author
- “Final UK Rules on AIFMD Implementation,” The Hedge Fund Journal, 19 Aug. 2013
- “Changing the Guard – What to Expect from the UK’s FCA,” AIMA Journal, June 2013
- “Uncertain Future,” Funds Europe, June 2013
- “Preparing for Regulatory Investigations and Publicity,” Schulte London Investment Management Hot Topics, May 2024
-
“Regulatory challenges for private funds,” IBA’s 22nd Annual International Conference on Private Investment Funds, March 2024
- “Regulation: The State of Play,” 33rd Annual Schulte Private Capital Forum, January 2024
- “Mitigating Financial Crime Risks in Hedge Funds: Strategies for Compliance and Safeguarding Investor Trust” and “Legal Question Time: Interrogating the Lawyers,” With Intelligence HFM European Legal Summit, Nov. 14, 2023
- “Is European & UK Investment Data Compliance & Regulation Lagging The US?” Eagle Alpha Alternative Data Conference, October 2023
- “ESG,” Schulte Private Capital Conversations, July 2023
- “After 2022, more regulation is inevitable will this increased transparency help or prolong the chilling effect?” Hedgeweek Hedge Fund European Digital Assets Summit, June 2023
- “Marketing Strategies,” Schulte London Investment Management Hot Topics, May 2023
- “ESG,” Schulte 32nd Annual Private Investment Funds Seminar, January 2023
- “Roadmap to Europe: Addressing Marketing Rules,” Schulte Webinar, December 2022
- Moderator, “Digital Assets: The Regulatory Outlook,” MFA Legal & Compliance London, October 2022
- Raising Capital in Europe, May 2022
- “ESG,” Schulte 31st Annual Private Investment Funds Seminar, January 2022
- “Reforming Markets: From Transparency to Short Selling,” AIMA Global Policy & Regulatory Forum 2021, November 2021
- “AIMA Fund Manager Briefing: Investing in SPACs,” AIMA, May 2021
- “ESG,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “A European Outlook,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “Market Abuse Update,” AIMA Global Policy and Regulatory Virtual Forum, November 2020
- “EU and US Regulatory Outlook,” UBS EMEA Hedge Fund COO Virtual Conference, November 2020
- “Publicity for Private Funds – Opportunities and Practical Implementation of Rule 506(c) Offerings,” Schulte Webinar, October 2020
- “Marketing Alternative Investment Funds,” Schulte Webinar, May 2020
- “Start Me Up: Regulation as an Emerging Manager,” HFM European Emerging Managers Summit 2020, Bagshot, UK, February 2020
- “Regulatory,” Schulte 29th Annual Private Investment Funds Seminar, New York, January 2020
- “Update on Offering Funds in Europe,” Schulte Breakfast Briefing, November 2019
- UBS Hedge Fund COO Conference, October 2019
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, June 2019
- Schulte Breakfast Briefing: Regulatory Update: Electronic Communications and Surveillance, London, June 2019
- Maples and Calder Investment Funds Forum, Grand Cayman, Cayman Islands, February 2019
- Schulte Breakfast Briefing: MiFID Requirements for UK firms: Areas of Change and Consistency, London, January 2019
- IMG The European Union’s General Data Protection Regulation (GDPR) Requirements, New York, January 2019
- “Regulatory Outlook,” Schulte 28th Annual Private Investment Funds Seminar, New York, January 2019
- “Privacy Regulations: From California to the E.U.,” Fasano Associates 15th Annual Longevity Conference, Washington, DC, November 2018
- Schulte How Will Brexit Impact US Managers? New York, November 2018
- “Preparing for Brexit and Other Regulatory Headwinds,” UBS Hedge Fund COO Conference, October 2018
- “Preparing for the SMCR: Identifying Priorities and Building a Compliance Timeline,” HFM European Operational Leaders and Legal Summit, September 2018
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, July 2018
- “EU Regulatory Update for US Private Fund Managers,” Schulte Webinar, May 2018
- Schulte Systematic and Quant Strategies: Regulatory Developments, January 2018
- “Running a Global Investment Firm” and “Trends in EU Regulation,” Schulte 27th Annual Private Investment Funds Seminar, New York, January 2018
- Cowen MiFID II Breakfast, December 2017
- “MiFID II – The Final Checklist,” ACA Compliance (Europe) Regulatory Horizon 2018, November 2017
- Goldman Sachs 15th Annual Hedge Fund Seminar, November 2017
- Schulte MiFID II: Payments for Research in a Cross-Border Context, November 2017
- “Position Limits – MIFiD and CFTC,” Schulte Webinar, October 2017
- “MiFID II: How Do You Get the Best Deals For You and Your Investors?” & “Fighting Financial Crime: Reviewing the GDPR, the Criminal Finances Bill, and Other Measures,” HFM European Operational Leaders and Legal Summit, London, September 2017
- “The New Form ADV – Strategy and Preparation,” Schulte Webinar, September 2017
- Duff & Phelps MiFID II – Implications for Third Country Firms, London, September 2017
- “Preparing for MiFID2,” AIMA Next Generation Manager Forum 2017, London, July 2017
- UBS MiFID II – Payment for Research, London, June 2017
- UBS MiFID II – Impact on Market Structure and Transparency, London, May 2017
- “Predicting the Future – New Regulations, New Products, New Markets,” ALFI London Conference, May 2017
- AIMA MiFID2 Implications for U.S. Investment Managers, New York, April 2017
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2017
- AIMA MiFID2 – A Guide for Investment Managers Launch Event, February 2017
- “Key Regulation & Compliance Priorities,” Informa Hedge Fund Operational Forum, London, January 2017
- “Regulatory Outlook,” Schulte 26th Annual Private Investment Funds Seminar, New York, January 2017
- “Sailing the Upward Curve,” Sector School The Fortunes of Asset/Investment Management Seminar, London, November 2016
- “Regulatory Landscape – Regulations Impacting Investment Management,” J.P. Morgan The COO of Tomorrow Program, London, October 2016
- Schulte Systematic and Quant Strategies: Current Trends and Challenges, New York, September 2016
- “Preparing for MiFID II Without Succumbing to Regulatory Fatigue,” HFMWeek European Operational Leaders & Hedge Fund Legal Summit, Hertfordshire, England, September 2016
- Wilson Willis Management Hedge Fund Business Forum, London, May 2016
- “Market Abuse and Insider Dealing,” UBS Breakfast Roundtable, London, March 2016
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2016
- “The New Regulatory Challenges,” Schulte 25th Annual Private Investment Funds Seminar, New York, January 2016
- “Trading Compliance and CFTC Updates,” Schulte London Breakfast Briefing, October 2015
- “Systematic and Quant Strategies: Current Trends and Challenges,” Schulte London Breakfast Briefing, October 2015
- Moderator, “Is the Passport a Worthy Carrot to the AIFMD Stick?” IIR & IBC Financial Events UCITS & AIFMD London 2015 Conference, September 2015
- “Blocks on the Road Ahead: What Will Replace AIFMD as the Key Issue Facing the Industry?” HFMWeek Operational & Legal Summits, Hertfordshire, England, September 2015
- “Regulation: It’s Here, Deal With It and Work It to Your Advantage,” ICBI GAIM International 2015 Conference, Monaco, June 2015
- “Policy and Regulation: What’s New on the Horizon,” Hedge Fund Business Forum, London, April 2015
- “Protecting the Business: Regulatory Risks and Outlook,” Schulte London Investment Management Hot Topics, March 2015
- Schulte US and UK Insider Trading Breakfast Briefings, London, March 2015
- “Marketing Challenges: US and EU Considerations,” Schulte 24th Annual Private Investment Funds Seminar, New York, January 2015
- Schulte AIFMD and Other EU Regulatory Issues Roundtable, New York, December 2014
- “AIFMD, Marketing, Annex IV Reporting and the Swiss CISA,” Goldman Sachs Twelfth Annual Hedge Fund Seminar, New York, November 2014
- The Legal 500 UK
- The Hedge Fund Journal –named one of 50 Leading Women in Hedge Funds
Anna Maleva-Otto
Partner
Concentrates on a range of UK financial services regulatory matters, including the impact of EU directives and regulations.
Anna advises on all aspects of the establishment and operation of FCA-regulated businesses in the United Kingdom, as well as trading on UK and EU markets.
She frequently participates in industry working groups in connection with new and emerging regulatory initiatives, and has advised asset managers on several key pieces of recent EU legislation (including GDPR, Short Selling Regulation, AIFMD, MiFID II, MAR, EMIR, SFTR and Securitisation Regulation).
Anna also often assists clients with the design of their compliance policies and procedures, internal investigations and staff training.
She is recognized as a “Leading Individual” in The Legal 500 UK in Investment Fund Formation and Management – Hedge Funds and a “Recommended” lawyer in Financial Services: Non-Contentious Regulatory. An interviewee described her as “excellent – highly responsive, well informed and pragmatic in her advice, and a pleasure to work with.” Anna has also been named among the world’s “50 Leading Women in Hedge Funds” by The Hedge Fund Journal.
She frequently speaks and writes on topics related to her areas of experience. For the past three years, she has co-authored the UK chapter in the Chambers Alternative Funds Guide – a guide examining key industry trends and regulatory and tax matters impacting funds, managers and investors.
Anna has also worked with AIMA to produce MiFID2 – A Guide for Investment Managers and authored the “Insider Trading Law in the United Kingdom” chapter in the Insider Trading Law and Compliance Answer Book (Practising Law Institute).
Her recent speaking engagements have addressed topics such as market abuse, insider dealing, best practices for electronic communications and MiFID II.
Bar Admissions
- England and Wales
- New York
Education
- Emory University School of Law, JD
- Saint Petersburg State University, MA
- “UK Compliance Update: FCA Rules Will Allow CSA-Style Payments for Research From 1 Aug. 2024,” Schulte Alert, July 30, 2024
- “EU Anti-Greenwashing Guide Analyzed For Fund Managers,” Law360, June 2024
- “ESG Update for Funds Offered in the EU: What’s in a Name?,” Schulte Alert, May 23, 2024
- “Sanctions Update: OFAC Re-Emphasizes Applicability of Sanctions to Non-US Persons,” Schulte Alert, April 4, 2024
- “UK Short Selling Update: UK reporting threshold goes up to 0.2% from February 2024,” The Hedge Fund Journal, January 2024
- “UK Short Selling Update: UK Reporting Threshold Goes up to 0.2 Percent From Feb. 5, 2024; Other Changes to the Short Selling Regime Anticipated,” Schulte Alert, 14 Dec. 2023
- “Coming soon: How the adoption AI, alt data and electronic comms could herald an era of rapid regulatory change,” Hedgeweek, 13 June 2023
- “Hedge Fund Takes On Toughest ESG Market With Long-Short Bet,” BNN Bloomberg, 9 Jan. 2023 (quoted)
- “EU Marketing Update: Dutch Regulator Will Require Non-EU Managers To Submit Annex IV Reports From April 2023,” Schulte Alert, 5 Jan. 2023
- “Funds Hit Brakes as Reclassifications Take Toll: ESG Regulations,” Bloomberg, 3 Jan. 2023 (quoted)
- “Asset Managers Hit by More Bad News on Top-Ranked ESG Funds,” Bloomberg, 3 Nov. 2022 (quoted)
- Alternative Funds Guide 2022, Chambers, co-author
- “Hedge Funds May Steer Clear of ESG Designations Over EU Rules,” Bloomberg, 3 Oct. 2022 (quoted)
- “Updates to Data Transfer Agreements – 21 September Deadline is Approaching,” Schulte Alert, 24 June 2022
- “Sanctions Update: US Begins to Roll Out Sanctions Against Russia,” Schulte Alert, 23 Feb. 2022
- “EU Shorting Threshold Transition from 28 to 31 January 2022,” Schulte Alert, 27 Jan. 2022
- “EU Shorting Threshold Lowered to 0.1% from 31 January 2022,” Schulte Alert, 12 Jan. 2022
- Alternative Funds Guide 2021 , Chambers, co-author
- “Private Funds Market Trends Report,” Schulte Publication, 3 June 2021
- “LIBOR Transition Update: New York State Legislature Passes LIBOR Transition Bill,” Schulte Alert, 26 March 2021
- “FCA Filings Update: Immediate Change to Filings of Large Shareholdings,” Schulte Alert, 22 March 2021
- “EU Net Short Position Reporting Threshold to Return to 0.2%; UK Retains the 0.1% Threshold,” Schulte Alert, 18 March 2021
- “FCA Announces Dates LIBOR Settings Will Cease to Be Provided or Be Representative; ISDA Declares Index Cessation Event and Fixing of Spread Adjustment,” Schulte Alert, 8 March 2021
- “Brexit and Marketing Notifications under AIFMD,” Schulte Alert, 25 Nov. 2020
- Alternative Funds Guide 2020, Chambers, co-author
- “Public Disclosure of Sustainable Investment and Shareholder Engagement Policies,” Schulte Alert, 5 Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Oct. 2020
- “Private Funds – Market Trends Report,” Schulte Publication, Oct. 2020
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2020; republished in The Hedge Fund Journal, Sept. 2020
- “Private Funds Regulatory Update,” Schulte Update, July 2020
- “Short-Selling – ESMA Extends 0.1% Thresholds for Reporting for Three Months,” Schulte Alert, 15 June 2020
- “Private Funds Regulatory Update,” Schulte Update, June 2020
- “European Regulators Suspend Short-Selling Bans,” Schulte Alert, 18 May 2020
- “Private Funds – Market Trends Report,” Schulte Publication, 13 May 2020
- “Private Funds Regulatory Update,” Schulte Update, May 2020
- “Update: EU Short-Selling Regulation – Short-Sale Bans,” Schulte Memorandum, 20 April 2020
- “Short-Selling – Austria, Belgium, France, Greece and Spain Extend Their Short-Selling Bans,” Schulte Alert, 16 April 2020
- “Private Funds – Ideas for Raising New Capital During the COVID-19 Dislocation,” Schulte Publication, 26 March 2020; republished in The Hedge Fund Journal, May 2020
- “Short-Selling – Update – Austria Bans Short-Selling,” Schulte Alert, 19 March 2020
- “Short-Selling – Update – Belgium, France, Greece and Italy,” Schulte Alert, 18 March 2020
- “UK Update: Guidance for FCA-Regulated Managers (COVID-19),” Schulte Alert, 18 March 2020
- “Short-Selling – Belgium, France, Italy and Spain Announce Short-Selling Bans,” Schulte Alert, 17 March 2020
- “Short-Selling – ESMA Lowers Thresholds for Reporting to 0.1%,” Schulte Alert, 16 March 2020
- “Short-Selling – Short-Selling Bans Instituted Across Europe and Asia,” Schulte Alert, 13 March 2020
- “New ESG Disclosure Obligations to Take Effect in March 2021,” Schulte Alert, 2 March 2020; republished in Harvard Law School Forum on Corporate Governance, 24 March 2020; republished in The Hedge Fund Journal, March 2020
- “FCA Announces Change to the Method for Short Selling Reporting,” Schulte Alert, 24 Feb. 2020
- “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), Jan. 2020
- “Private Funds Regulatory Update – CFTC Regulatory Roundup,” Schulte Update, Dec. 2019
- “SEC Final Interpretation of IA Standard of Conduct,” Schulte Update republished in The Hedge Fund Journal, Oct. 2019
- Alternative Funds Guide 2019, Chambers, co-author
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2019, co-author
- “SEC Staff Publishes Statement on LIBOR Transition,” Schulte Alert, 18 July 2019, co-author
- “CLOs in the Current Regulatory Environment” The International Comparative Legal Guide to: Securitisation 2019, Global Legal Group, contributor
- “GDPR: One Year On,” HFM Compliance, 7 May 2019 (quoted)
- “Insider Trading Law and Commodity Interests” and “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), 2017-2019
- Hedge Funds: Formation, Operation and Regulation, ALM Law Journal Press, co-author; Full Court Press, 2022, co-author
- Private Equity Funds: Formation and Operation, Practising Law Institute, contributor
- “Quantitative Investment Manager Sanctioned by the SEC: Lessons for Private Fund Managers,” Schulte Alert, 5 Sept. 2018, co-author; republished in Law360, 6 Sept. 2018
- “Cross-Border Implementation of MiFID II Research Provisions – SEC No-Action Relief to Investment Advisers and Broker-Dealers and European Commission Guidance,” Schulte Alert, 31 Oct. 2017, co-author; republished in The Hedge Fund Journal, Oct. 2017
- “Why Managers Should Be Wary of Priips,” HFMWeek, 13 Sept. 2017 (quoted)
- “MiFID II: Final FCA Rules Published,” Schulte Alert, 10 July 2017, co-author; republished in The Hedge Fund Journal, July 2017
- “MiFID II and MiFIR: Q&A with Schulte Roth & Zabel's London Office,” The Hedge Fund Journal, Feb. 2017 (interview)
- MiFID2 – A Guide for Investment Managers, AIMA in association with Schulte, Feb. 2017, co-author
- “AIMA Publishes MiFID II Guide For Investment Managers,” FINalternatives, 3 Feb. 2017 (quoted)
- “What Life Under MiFID II Will Mean for U.S.-based Advisers and Affiliates,” IA Watch, Jan. 2017 (quoted)
- “Short Selling Update: New Disclosure Rules in Norway,” Schulte Alert, 22 Dec. 2016, co-author
- “Further Delay Likely Before the AIFMD Marketing Passport Is Extended to Non-EU Jurisdictions,” Schulte Client Alert, 1 Aug. 2016, co-author) republished in The Hedge Fund Journal, Sept. 2016
- “Brexit: What Alternative Asset Managers Can Expect,” Schulte Alert, 13 July 2016, co-author; republished in The Hedge Fund Journal, July/Aug. 2016
- “UK and European Regulatory Trends Update,” The Hedge Fund Journal, July/Aug. 2016 (quoted)
- “CLOs and Risk Retention in the U.S. and EU: Complying with the Rules,” The International Comparative Legal Guide to: Securitisation 2016 , Global Legal Group, contributor
- “Navigating FCA and SEC Cybersecurity Expectations (Part Two of Two),” The Hedge Fund Law Report, 14 Jan. 2016 (quoted)
- “The SFT Regulation Comes into Effect on 12 January 2016,” Schulte Alert, 12 Jan. 2016, co-author; republished in The Hedge Fund Journal, Jan. 2016
- “Navigating FCA and SEC Cybersecurity Expectations (Part One of Two),” The Cybersecurity Law Report, 6 Jan. 2016 (quoted); republished in The Hedge Fund Law Report, 7 Jan. 2016
- “US Fund Managers Broaden EU Marketing Options,” Compliance Reporter, 23 Dec. 2015 (quoted)
- “AIFMD Update: ESMA Advice on Extension of Marketing Passport Published,” Schulte Alert, 3 Aug. 2015 , co-author; republished in The Hedge Fund Journal, Aug. 2015
- “Marketing Alternative Funds in Europe: A Changed Landscape,” Risk & Compliance Magazine, January – March 2015, co-author
- “Final UK Rules on AIFMD Implementation,” The Hedge Fund Journal, 19 Aug. 2013
- “Changing the Guard – What to Expect from the UK’s FCA,” AIMA Journal, June 2013
- “Uncertain Future,” Funds Europe, June 2013
- “Preparing for Regulatory Investigations and Publicity,” Schulte London Investment Management Hot Topics, May 2024
-
“Regulatory challenges for private funds,” IBA’s 22nd Annual International Conference on Private Investment Funds, March 2024
- “Regulation: The State of Play,” 33rd Annual Schulte Private Capital Forum, January 2024
- “Mitigating Financial Crime Risks in Hedge Funds: Strategies for Compliance and Safeguarding Investor Trust” and “Legal Question Time: Interrogating the Lawyers,” With Intelligence HFM European Legal Summit, Nov. 14, 2023
- “Is European & UK Investment Data Compliance & Regulation Lagging The US?” Eagle Alpha Alternative Data Conference, October 2023
- “ESG,” Schulte Private Capital Conversations, July 2023
- “After 2022, more regulation is inevitable will this increased transparency help or prolong the chilling effect?” Hedgeweek Hedge Fund European Digital Assets Summit, June 2023
- “Marketing Strategies,” Schulte London Investment Management Hot Topics, May 2023
- “ESG,” Schulte 32nd Annual Private Investment Funds Seminar, January 2023
- “Roadmap to Europe: Addressing Marketing Rules,” Schulte Webinar, December 2022
- Moderator, “Digital Assets: The Regulatory Outlook,” MFA Legal & Compliance London, October 2022
- Raising Capital in Europe, May 2022
- “ESG,” Schulte 31st Annual Private Investment Funds Seminar, January 2022
- “Reforming Markets: From Transparency to Short Selling,” AIMA Global Policy & Regulatory Forum 2021, November 2021
- “AIMA Fund Manager Briefing: Investing in SPACs,” AIMA, May 2021
- “ESG,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “A European Outlook,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “Market Abuse Update,” AIMA Global Policy and Regulatory Virtual Forum, November 2020
- “EU and US Regulatory Outlook,” UBS EMEA Hedge Fund COO Virtual Conference, November 2020
- “Publicity for Private Funds – Opportunities and Practical Implementation of Rule 506(c) Offerings,” Schulte Webinar, October 2020
- “Marketing Alternative Investment Funds,” Schulte Webinar, May 2020
- “Start Me Up: Regulation as an Emerging Manager,” HFM European Emerging Managers Summit 2020, Bagshot, UK, February 2020
- “Regulatory,” Schulte 29th Annual Private Investment Funds Seminar, New York, January 2020
- “Update on Offering Funds in Europe,” Schulte Breakfast Briefing, November 2019
- UBS Hedge Fund COO Conference, October 2019
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, June 2019
- Schulte Breakfast Briefing: Regulatory Update: Electronic Communications and Surveillance, London, June 2019
- Maples and Calder Investment Funds Forum, Grand Cayman, Cayman Islands, February 2019
- Schulte Breakfast Briefing: MiFID Requirements for UK firms: Areas of Change and Consistency, London, January 2019
- IMG The European Union’s General Data Protection Regulation (GDPR) Requirements, New York, January 2019
- “Regulatory Outlook,” Schulte 28th Annual Private Investment Funds Seminar, New York, January 2019
- “Privacy Regulations: From California to the E.U.,” Fasano Associates 15th Annual Longevity Conference, Washington, DC, November 2018
- Schulte How Will Brexit Impact US Managers? New York, November 2018
- “Preparing for Brexit and Other Regulatory Headwinds,” UBS Hedge Fund COO Conference, October 2018
- “Preparing for the SMCR: Identifying Priorities and Building a Compliance Timeline,” HFM European Operational Leaders and Legal Summit, September 2018
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, July 2018
- “EU Regulatory Update for US Private Fund Managers,” Schulte Webinar, May 2018
- Schulte Systematic and Quant Strategies: Regulatory Developments, January 2018
- “Running a Global Investment Firm” and “Trends in EU Regulation,” Schulte 27th Annual Private Investment Funds Seminar, New York, January 2018
- Cowen MiFID II Breakfast, December 2017
- “MiFID II – The Final Checklist,” ACA Compliance (Europe) Regulatory Horizon 2018, November 2017
- Goldman Sachs 15th Annual Hedge Fund Seminar, November 2017
- Schulte MiFID II: Payments for Research in a Cross-Border Context, November 2017
- “Position Limits – MIFiD and CFTC,” Schulte Webinar, October 2017
- “MiFID II: How Do You Get the Best Deals For You and Your Investors?” & “Fighting Financial Crime: Reviewing the GDPR, the Criminal Finances Bill, and Other Measures,” HFM European Operational Leaders and Legal Summit, London, September 2017
- “The New Form ADV – Strategy and Preparation,” Schulte Webinar, September 2017
- Duff & Phelps MiFID II – Implications for Third Country Firms, London, September 2017
- “Preparing for MiFID2,” AIMA Next Generation Manager Forum 2017, London, July 2017
- UBS MiFID II – Payment for Research, London, June 2017
- UBS MiFID II – Impact on Market Structure and Transparency, London, May 2017
- “Predicting the Future – New Regulations, New Products, New Markets,” ALFI London Conference, May 2017
- AIMA MiFID2 Implications for U.S. Investment Managers, New York, April 2017
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2017
- AIMA MiFID2 – A Guide for Investment Managers Launch Event, February 2017
- “Key Regulation & Compliance Priorities,” Informa Hedge Fund Operational Forum, London, January 2017
- “Regulatory Outlook,” Schulte 26th Annual Private Investment Funds Seminar, New York, January 2017
- “Sailing the Upward Curve,” Sector School The Fortunes of Asset/Investment Management Seminar, London, November 2016
- “Regulatory Landscape – Regulations Impacting Investment Management,” J.P. Morgan The COO of Tomorrow Program, London, October 2016
- Schulte Systematic and Quant Strategies: Current Trends and Challenges, New York, September 2016
- “Preparing for MiFID II Without Succumbing to Regulatory Fatigue,” HFMWeek European Operational Leaders & Hedge Fund Legal Summit, Hertfordshire, England, September 2016
- Wilson Willis Management Hedge Fund Business Forum, London, May 2016
- “Market Abuse and Insider Dealing,” UBS Breakfast Roundtable, London, March 2016
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2016
- “The New Regulatory Challenges,” Schulte 25th Annual Private Investment Funds Seminar, New York, January 2016
- “Trading Compliance and CFTC Updates,” Schulte London Breakfast Briefing, October 2015
- “Systematic and Quant Strategies: Current Trends and Challenges,” Schulte London Breakfast Briefing, October 2015
- Moderator, “Is the Passport a Worthy Carrot to the AIFMD Stick?” IIR & IBC Financial Events UCITS & AIFMD London 2015 Conference, September 2015
- “Blocks on the Road Ahead: What Will Replace AIFMD as the Key Issue Facing the Industry?” HFMWeek Operational & Legal Summits, Hertfordshire, England, September 2015
- “Regulation: It’s Here, Deal With It and Work It to Your Advantage,” ICBI GAIM International 2015 Conference, Monaco, June 2015
- “Policy and Regulation: What’s New on the Horizon,” Hedge Fund Business Forum, London, April 2015
- “Protecting the Business: Regulatory Risks and Outlook,” Schulte London Investment Management Hot Topics, March 2015
- Schulte US and UK Insider Trading Breakfast Briefings, London, March 2015
- “Marketing Challenges: US and EU Considerations,” Schulte 24th Annual Private Investment Funds Seminar, New York, January 2015
- Schulte AIFMD and Other EU Regulatory Issues Roundtable, New York, December 2014
- “AIFMD, Marketing, Annex IV Reporting and the Swiss CISA,” Goldman Sachs Twelfth Annual Hedge Fund Seminar, New York, November 2014
- The Legal 500 UK
- The Hedge Fund Journal –named one of 50 Leading Women in Hedge Funds
- “UK Compliance Update: FCA Rules Will Allow CSA-Style Payments for Research From 1 Aug. 2024,” Schulte Alert, July 30, 2024
- “EU Anti-Greenwashing Guide Analyzed For Fund Managers,” Law360, June 2024
- “ESG Update for Funds Offered in the EU: What’s in a Name?,” Schulte Alert, May 23, 2024
- “Sanctions Update: OFAC Re-Emphasizes Applicability of Sanctions to Non-US Persons,” Schulte Alert, April 4, 2024
- “UK Short Selling Update: UK reporting threshold goes up to 0.2% from February 2024,” The Hedge Fund Journal, January 2024
- “UK Short Selling Update: UK Reporting Threshold Goes up to 0.2 Percent From Feb. 5, 2024; Other Changes to the Short Selling Regime Anticipated,” Schulte Alert, 14 Dec. 2023
- “Coming soon: How the adoption AI, alt data and electronic comms could herald an era of rapid regulatory change,” Hedgeweek, 13 June 2023
- “Hedge Fund Takes On Toughest ESG Market With Long-Short Bet,” BNN Bloomberg, 9 Jan. 2023 (quoted)
- “EU Marketing Update: Dutch Regulator Will Require Non-EU Managers To Submit Annex IV Reports From April 2023,” Schulte Alert, 5 Jan. 2023
- “Funds Hit Brakes as Reclassifications Take Toll: ESG Regulations,” Bloomberg, 3 Jan. 2023 (quoted)
- “Asset Managers Hit by More Bad News on Top-Ranked ESG Funds,” Bloomberg, 3 Nov. 2022 (quoted)
- Alternative Funds Guide 2022, Chambers, co-author
- “Hedge Funds May Steer Clear of ESG Designations Over EU Rules,” Bloomberg, 3 Oct. 2022 (quoted)
- “Updates to Data Transfer Agreements – 21 September Deadline is Approaching,” Schulte Alert, 24 June 2022
- “Sanctions Update: US Begins to Roll Out Sanctions Against Russia,” Schulte Alert, 23 Feb. 2022
- “EU Shorting Threshold Transition from 28 to 31 January 2022,” Schulte Alert, 27 Jan. 2022
- “EU Shorting Threshold Lowered to 0.1% from 31 January 2022,” Schulte Alert, 12 Jan. 2022
- Alternative Funds Guide 2021 , Chambers, co-author
- “Private Funds Market Trends Report,” Schulte Publication, 3 June 2021
- “LIBOR Transition Update: New York State Legislature Passes LIBOR Transition Bill,” Schulte Alert, 26 March 2021
- “FCA Filings Update: Immediate Change to Filings of Large Shareholdings,” Schulte Alert, 22 March 2021
- “EU Net Short Position Reporting Threshold to Return to 0.2%; UK Retains the 0.1% Threshold,” Schulte Alert, 18 March 2021
- “FCA Announces Dates LIBOR Settings Will Cease to Be Provided or Be Representative; ISDA Declares Index Cessation Event and Fixing of Spread Adjustment,” Schulte Alert, 8 March 2021
- “Brexit and Marketing Notifications under AIFMD,” Schulte Alert, 25 Nov. 2020
- Alternative Funds Guide 2020, Chambers, co-author
- “Public Disclosure of Sustainable Investment and Shareholder Engagement Policies,” Schulte Alert, 5 Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Nov. 2020
- “Private Funds Regulatory Update,” Schulte Update, Oct. 2020
- “Private Funds – Market Trends Report,” Schulte Publication, Oct. 2020
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2020; republished in The Hedge Fund Journal, Sept. 2020
- “Private Funds Regulatory Update,” Schulte Update, July 2020
- “Short-Selling – ESMA Extends 0.1% Thresholds for Reporting for Three Months,” Schulte Alert, 15 June 2020
- “Private Funds Regulatory Update,” Schulte Update, June 2020
- “European Regulators Suspend Short-Selling Bans,” Schulte Alert, 18 May 2020
- “Private Funds – Market Trends Report,” Schulte Publication, 13 May 2020
- “Private Funds Regulatory Update,” Schulte Update, May 2020
- “Update: EU Short-Selling Regulation – Short-Sale Bans,” Schulte Memorandum, 20 April 2020
- “Short-Selling – Austria, Belgium, France, Greece and Spain Extend Their Short-Selling Bans,” Schulte Alert, 16 April 2020
- “Private Funds – Ideas for Raising New Capital During the COVID-19 Dislocation,” Schulte Publication, 26 March 2020; republished in The Hedge Fund Journal, May 2020
- “Short-Selling – Update – Austria Bans Short-Selling,” Schulte Alert, 19 March 2020
- “Short-Selling – Update – Belgium, France, Greece and Italy,” Schulte Alert, 18 March 2020
- “UK Update: Guidance for FCA-Regulated Managers (COVID-19),” Schulte Alert, 18 March 2020
- “Short-Selling – Belgium, France, Italy and Spain Announce Short-Selling Bans,” Schulte Alert, 17 March 2020
- “Short-Selling – ESMA Lowers Thresholds for Reporting to 0.1%,” Schulte Alert, 16 March 2020
- “Short-Selling – Short-Selling Bans Instituted Across Europe and Asia,” Schulte Alert, 13 March 2020
- “New ESG Disclosure Obligations to Take Effect in March 2021,” Schulte Alert, 2 March 2020; republished in Harvard Law School Forum on Corporate Governance, 24 March 2020; republished in The Hedge Fund Journal, March 2020
- “FCA Announces Change to the Method for Short Selling Reporting,” Schulte Alert, 24 Feb. 2020
- “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), Jan. 2020
- “Private Funds Regulatory Update – CFTC Regulatory Roundup,” Schulte Update, Dec. 2019
- “SEC Final Interpretation of IA Standard of Conduct,” Schulte Update republished in The Hedge Fund Journal, Oct. 2019
- Alternative Funds Guide 2019, Chambers, co-author
- “Private Funds Regulatory Update,” Schulte Update, Aug. 2019, co-author
- “SEC Staff Publishes Statement on LIBOR Transition,” Schulte Alert, 18 July 2019, co-author
- “CLOs in the Current Regulatory Environment” The International Comparative Legal Guide to: Securitisation 2019, Global Legal Group, contributor
- “GDPR: One Year On,” HFM Compliance, 7 May 2019 (quoted)
- “Insider Trading Law and Commodity Interests” and “Insider Trading Law in the United Kingdom,” Insider Trading Law and Compliance Answer Book (Practising Law Institute), 2017-2019
- Hedge Funds: Formation, Operation and Regulation, ALM Law Journal Press, co-author; Full Court Press, 2022, co-author
- Private Equity Funds: Formation and Operation, Practising Law Institute, contributor
- “Quantitative Investment Manager Sanctioned by the SEC: Lessons for Private Fund Managers,” Schulte Alert, 5 Sept. 2018, co-author; republished in Law360, 6 Sept. 2018
- “Cross-Border Implementation of MiFID II Research Provisions – SEC No-Action Relief to Investment Advisers and Broker-Dealers and European Commission Guidance,” Schulte Alert, 31 Oct. 2017, co-author; republished in The Hedge Fund Journal, Oct. 2017
- “Why Managers Should Be Wary of Priips,” HFMWeek, 13 Sept. 2017 (quoted)
- “MiFID II: Final FCA Rules Published,” Schulte Alert, 10 July 2017, co-author; republished in The Hedge Fund Journal, July 2017
- “MiFID II and MiFIR: Q&A with Schulte Roth & Zabel's London Office,” The Hedge Fund Journal, Feb. 2017 (interview)
- MiFID2 – A Guide for Investment Managers, AIMA in association with Schulte, Feb. 2017, co-author
- “AIMA Publishes MiFID II Guide For Investment Managers,” FINalternatives, 3 Feb. 2017 (quoted)
- “What Life Under MiFID II Will Mean for U.S.-based Advisers and Affiliates,” IA Watch, Jan. 2017 (quoted)
- “Short Selling Update: New Disclosure Rules in Norway,” Schulte Alert, 22 Dec. 2016, co-author
- “Further Delay Likely Before the AIFMD Marketing Passport Is Extended to Non-EU Jurisdictions,” Schulte Client Alert, 1 Aug. 2016, co-author) republished in The Hedge Fund Journal, Sept. 2016
- “Brexit: What Alternative Asset Managers Can Expect,” Schulte Alert, 13 July 2016, co-author; republished in The Hedge Fund Journal, July/Aug. 2016
- “UK and European Regulatory Trends Update,” The Hedge Fund Journal, July/Aug. 2016 (quoted)
- “CLOs and Risk Retention in the U.S. and EU: Complying with the Rules,” The International Comparative Legal Guide to: Securitisation 2016 , Global Legal Group, contributor
- “Navigating FCA and SEC Cybersecurity Expectations (Part Two of Two),” The Hedge Fund Law Report, 14 Jan. 2016 (quoted)
- “The SFT Regulation Comes into Effect on 12 January 2016,” Schulte Alert, 12 Jan. 2016, co-author; republished in The Hedge Fund Journal, Jan. 2016
- “Navigating FCA and SEC Cybersecurity Expectations (Part One of Two),” The Cybersecurity Law Report, 6 Jan. 2016 (quoted); republished in The Hedge Fund Law Report, 7 Jan. 2016
- “US Fund Managers Broaden EU Marketing Options,” Compliance Reporter, 23 Dec. 2015 (quoted)
- “AIFMD Update: ESMA Advice on Extension of Marketing Passport Published,” Schulte Alert, 3 Aug. 2015 , co-author; republished in The Hedge Fund Journal, Aug. 2015
- “Marketing Alternative Funds in Europe: A Changed Landscape,” Risk & Compliance Magazine, January – March 2015, co-author
- “Final UK Rules on AIFMD Implementation,” The Hedge Fund Journal, 19 Aug. 2013
- “Changing the Guard – What to Expect from the UK’s FCA,” AIMA Journal, June 2013
- “Uncertain Future,” Funds Europe, June 2013
- “Preparing for Regulatory Investigations and Publicity,” Schulte London Investment Management Hot Topics, May 2024
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“Regulatory challenges for private funds,” IBA’s 22nd Annual International Conference on Private Investment Funds, March 2024
- “Regulation: The State of Play,” 33rd Annual Schulte Private Capital Forum, January 2024
- “Mitigating Financial Crime Risks in Hedge Funds: Strategies for Compliance and Safeguarding Investor Trust” and “Legal Question Time: Interrogating the Lawyers,” With Intelligence HFM European Legal Summit, Nov. 14, 2023
- “Is European & UK Investment Data Compliance & Regulation Lagging The US?” Eagle Alpha Alternative Data Conference, October 2023
- “ESG,” Schulte Private Capital Conversations, July 2023
- “After 2022, more regulation is inevitable will this increased transparency help or prolong the chilling effect?” Hedgeweek Hedge Fund European Digital Assets Summit, June 2023
- “Marketing Strategies,” Schulte London Investment Management Hot Topics, May 2023
- “ESG,” Schulte 32nd Annual Private Investment Funds Seminar, January 2023
- “Roadmap to Europe: Addressing Marketing Rules,” Schulte Webinar, December 2022
- Moderator, “Digital Assets: The Regulatory Outlook,” MFA Legal & Compliance London, October 2022
- Raising Capital in Europe, May 2022
- “ESG,” Schulte 31st Annual Private Investment Funds Seminar, January 2022
- “Reforming Markets: From Transparency to Short Selling,” AIMA Global Policy & Regulatory Forum 2021, November 2021
- “AIMA Fund Manager Briefing: Investing in SPACs,” AIMA, May 2021
- “ESG,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “A European Outlook,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
- “Market Abuse Update,” AIMA Global Policy and Regulatory Virtual Forum, November 2020
- “EU and US Regulatory Outlook,” UBS EMEA Hedge Fund COO Virtual Conference, November 2020
- “Publicity for Private Funds – Opportunities and Practical Implementation of Rule 506(c) Offerings,” Schulte Webinar, October 2020
- “Marketing Alternative Investment Funds,” Schulte Webinar, May 2020
- “Start Me Up: Regulation as an Emerging Manager,” HFM European Emerging Managers Summit 2020, Bagshot, UK, February 2020
- “Regulatory,” Schulte 29th Annual Private Investment Funds Seminar, New York, January 2020
- “Update on Offering Funds in Europe,” Schulte Breakfast Briefing, November 2019
- UBS Hedge Fund COO Conference, October 2019
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, June 2019
- Schulte Breakfast Briefing: Regulatory Update: Electronic Communications and Surveillance, London, June 2019
- Maples and Calder Investment Funds Forum, Grand Cayman, Cayman Islands, February 2019
- Schulte Breakfast Briefing: MiFID Requirements for UK firms: Areas of Change and Consistency, London, January 2019
- IMG The European Union’s General Data Protection Regulation (GDPR) Requirements, New York, January 2019
- “Regulatory Outlook,” Schulte 28th Annual Private Investment Funds Seminar, New York, January 2019
- “Privacy Regulations: From California to the E.U.,” Fasano Associates 15th Annual Longevity Conference, Washington, DC, November 2018
- Schulte How Will Brexit Impact US Managers? New York, November 2018
- “Preparing for Brexit and Other Regulatory Headwinds,” UBS Hedge Fund COO Conference, October 2018
- “Preparing for the SMCR: Identifying Priorities and Building a Compliance Timeline,” HFM European Operational Leaders and Legal Summit, September 2018
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, July 2018
- “EU Regulatory Update for US Private Fund Managers,” Schulte Webinar, May 2018
- Schulte Systematic and Quant Strategies: Regulatory Developments, January 2018
- “Running a Global Investment Firm” and “Trends in EU Regulation,” Schulte 27th Annual Private Investment Funds Seminar, New York, January 2018
- Cowen MiFID II Breakfast, December 2017
- “MiFID II – The Final Checklist,” ACA Compliance (Europe) Regulatory Horizon 2018, November 2017
- Goldman Sachs 15th Annual Hedge Fund Seminar, November 2017
- Schulte MiFID II: Payments for Research in a Cross-Border Context, November 2017
- “Position Limits – MIFiD and CFTC,” Schulte Webinar, October 2017
- “MiFID II: How Do You Get the Best Deals For You and Your Investors?” & “Fighting Financial Crime: Reviewing the GDPR, the Criminal Finances Bill, and Other Measures,” HFM European Operational Leaders and Legal Summit, London, September 2017
- “The New Form ADV – Strategy and Preparation,” Schulte Webinar, September 2017
- Duff & Phelps MiFID II – Implications for Third Country Firms, London, September 2017
- “Preparing for MiFID2,” AIMA Next Generation Manager Forum 2017, London, July 2017
- UBS MiFID II – Payment for Research, London, June 2017
- UBS MiFID II – Impact on Market Structure and Transparency, London, May 2017
- “Predicting the Future – New Regulations, New Products, New Markets,” ALFI London Conference, May 2017
- AIMA MiFID2 Implications for U.S. Investment Managers, New York, April 2017
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2017
- AIMA MiFID2 – A Guide for Investment Managers Launch Event, February 2017
- “Key Regulation & Compliance Priorities,” Informa Hedge Fund Operational Forum, London, January 2017
- “Regulatory Outlook,” Schulte 26th Annual Private Investment Funds Seminar, New York, January 2017
- “Sailing the Upward Curve,” Sector School The Fortunes of Asset/Investment Management Seminar, London, November 2016
- “Regulatory Landscape – Regulations Impacting Investment Management,” J.P. Morgan The COO of Tomorrow Program, London, October 2016
- Schulte Systematic and Quant Strategies: Current Trends and Challenges, New York, September 2016
- “Preparing for MiFID II Without Succumbing to Regulatory Fatigue,” HFMWeek European Operational Leaders & Hedge Fund Legal Summit, Hertfordshire, England, September 2016
- Wilson Willis Management Hedge Fund Business Forum, London, May 2016
- “Market Abuse and Insider Dealing,” UBS Breakfast Roundtable, London, March 2016
- “Regulatory Outlook,” Schulte London Investment Management Hot Topics, March 2016
- “The New Regulatory Challenges,” Schulte 25th Annual Private Investment Funds Seminar, New York, January 2016
- “Trading Compliance and CFTC Updates,” Schulte London Breakfast Briefing, October 2015
- “Systematic and Quant Strategies: Current Trends and Challenges,” Schulte London Breakfast Briefing, October 2015
- Moderator, “Is the Passport a Worthy Carrot to the AIFMD Stick?” IIR & IBC Financial Events UCITS & AIFMD London 2015 Conference, September 2015
- “Blocks on the Road Ahead: What Will Replace AIFMD as the Key Issue Facing the Industry?” HFMWeek Operational & Legal Summits, Hertfordshire, England, September 2015
- “Regulation: It’s Here, Deal With It and Work It to Your Advantage,” ICBI GAIM International 2015 Conference, Monaco, June 2015
- “Policy and Regulation: What’s New on the Horizon,” Hedge Fund Business Forum, London, April 2015
- “Protecting the Business: Regulatory Risks and Outlook,” Schulte London Investment Management Hot Topics, March 2015
- Schulte US and UK Insider Trading Breakfast Briefings, London, March 2015
- “Marketing Challenges: US and EU Considerations,” Schulte 24th Annual Private Investment Funds Seminar, New York, January 2015
- Schulte AIFMD and Other EU Regulatory Issues Roundtable, New York, December 2014
- “AIFMD, Marketing, Annex IV Reporting and the Swiss CISA,” Goldman Sachs Twelfth Annual Hedge Fund Seminar, New York, November 2014
- The Legal 500 UK
- The Hedge Fund Journal –named one of 50 Leading Women in Hedge Funds
