Publications
The Long View: U.S. Regulation of Private Fund Managers, Beyond Dodd-Frank
May 8, 2012
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 has dominated the discussion of US regulatory requirements. During Q1 2012, thousands of private fund managers that were previously exempt had to register with the SEC or file as Exempt Reporting Advisers. But there are significant developments beyond Dodd-Frank. One major change involves new registration and oversight by the US Commodity Futures Trading Commission (CFTC).