• Trian Fund Management in The Walt Disney Company
• Engine No. 1 in Exxon Mobil
• Politan Capital at Masimo Corporation and Centene Corp.
• TCI in Canadian National
• JANA Partners in Zendesk, New Relic and Mercury Systems
• D. E. Shaw in FLEETCOR Technologies, Inc., Fidelity National Information Services, Inc., FedEx and Verisk Analytics
• Corvex Management at Anaplan 
• Starboard Value in RB Global, Inc. (f/k/a/Ritchie Bros.), Papa John’s International and Acacia Research
• Elliott Management in Marathon Petroleum, Akamai Technologies and Hess Corp.
• Farallon Capital at Exelixis, Inc.
• Irenic Capital Management at News Corp.
• Greenlight Capital in General Motors
• Cevian Capital in Autoliv, ABB and LM Ericsson
• Caligan Partners in Knowles Corp. and AMAG Pharmaceuticals
• venBio Select Advisor in Immunomedics
• Saba Capital in First Trust
• Oasis Capital in Stratus Properties
• Altimeter Capital Management in United Continental Holding
• SRS Investment Management in Avis Budget Group
• Anchorage in connection with board representation at Houghton Mifflin

Books

• “Private Investments in Public Equity (PIPEs),” Insider Trading Law and Compliance Answer Book (Practising Law Institute), 2011-2020
• “Transaction Reporting,” Investment Management: Law and Practice (Oxford University Press), 2010
• PIPEs: Revised and Updated Edition (Bloomberg Press), 2006 (co-author)
• PIPEs: A Guide to Private Investments in Public Equity (Bloomberg Press), 2003 (co-author)

Articles

• “Shareholder Activism Update: Delaware Supreme Court Strikes Improper Advance Notice Bylaws in Kellner,” Schulte Alert, Aug. 6, 2024

• “Delaware Complicates Musk Quest for Control,” The Deal, February 2024 (quoted)

• “SEC Adopts Final Rules on SPAC IPOs and De-SPACs to More Closely Align With Traditional IPO Requirements,” Schulte Alert, Feb. 2, 2024; republished in Harvard Law School Forum on Corporate Governance, March 2024
• “Elliott, Starboard Lead Way in Record Year for Activists,” FundFire, Jan. 17, 2024 (quoted)
• “SEC Approves NYSE’s Amended Stockholder Approval Rules Providing Companies With Increased Flexibility to Raise Capital From Passive Related Parties,” Schulte Alert, Jan. 9, 2024
• “Final SEC Rules Amending Schedule 13G and 13D Beneficial Ownership Reporting,” Schulte Alert, Oct. 13, 2023
• “SEC Evaluation of Swap Disclosures Misguided,” The Deal, July 20, 2023 (quoted)
• “Who’s Helping Whom ’23: Legal Advisers,” The Deal, July 19, 2023 (featured)
• “10 Questions with Ele Klein,” The Activist Report, July 2023 (featured)
• “Icahn-Illumina Contest: Board Accountability and the UPC,” Harvard Law School Forum on Corporate Governance, June 7, 2023
• “Resurgence of Hostile Bids Provides Insurgents Fodder,” The Deal, May 16, 2023 (quoted)
• “Shareholder Activism Landscape Changed By Universal Proxy,” Law360, March 17, 2023 (quoted)
• “(Much Too Early) Observations on the Universal Proxy Card,” Harvard Law School Forum on Corporate Governance, Feb. 15, 2023
• “Amendments to Rules Governing Trading Plans and Insider Filings,” Harvard Law School Forum on Corporate Governance, Jan. 26, 2023
• “SEC Adopts Amendments to Rules Governing Rule 10b5-1 Trading Plans and Section 16 Insider Filings on Forms 4 and 5,” Schulte Alert, Dec. 21, 2022
• “The Universal Proxy: New Rules & Perspectives,” Bloomberg Law, December 2022
• “Shareholder Activism in 2022,” Harvard Law School Forum on Corporate Governance, Oct. 25, 2022
• “USA: Trends and Developments,” Chambers Global Practice Guide: Shareholders’ Rights & Shareholder Activism 2022, September 2022
• “New Rule Will Shake Up How Activist Board Fights Play Out,” Bloomberg, Sept. 1, 2022 (quoted)
• “Analysis: Why the Banks Financing Musk's Twitter Deal are Unlikely to Be Able to Help Him Walk Away,” Reuters, Aug. 5, 2022 (quoted)
• “Shareholder Rights Update: SEC Proposes to Narrow Ability to Exclude Shareholder Proposals from Company Proxy Materials,” Schulte Alert, July 28, 2022
• “SEC Rescinds Certain Rules Governing Proxy Voting Advice,” Schulte Alert, July 21, 2022
• “Why Twitter Could Have the Upper Hand in Its Battle Against Musk,” Barron’s, July 12, 2022 (quoted)
• “JANA Partners’ Cooperation Agreement with Board of Mercury Systems,” Global Legal Chronicle, July 4, 2022 (featured)
• “Activist Duo’s Two Directors Join Mercury’s M&A Panel,” The Deal, June 24, 2022 (featured)
• “D. E. Shaw Group’s Agreement with FedEx,” Global Legal Chronicle, June 22, 2022 (featured)
• “Meet the 13 Lawyers on Speed-Dial When Companies and Activist Investors Fight for Boardroom Control,” Insider, May 25, 2022 (featured)
• “SEC Proposes Rules to Increase SPAC Disclosure Requirements to More Closely Align with Traditional IPO Requirements,” Schulte Alert, May 18, 2022
• “Elon Musk Says Twitter Deal 'Cannot Move Forward' in Current State,” The New York Times, May 17, 2022 (quoted)
• “Musk vs. the Bots,” DealBook Morning Newsletter (The New York Times), May 17, 2022 (quoted)
• “Elon Musk is Facing Backlash After Criticizing Twitter Employees,” Wonderful Engineering, April 29, 2022 (quoted)
• “SEC Proposes Comprehensive Changes to Beneficial Ownership Rules (Part Two of Two),” Hedge Fund Law Report, April 28, 2022 (quoted)
• “Biden's Student Loan Dilemma,” New York Times Dealbook Morning Newsletter, April 27, 2022 (quoted)
• “Elon Musk Engages with Tweets Criticising Twitter Staff,” The Guardian, April 27, 2022 (quoted)
• “SEC Proposes Comprehensive Changes to Beneficial Ownership Rules (Part One of Two),” Hedge Fund Law Report, April 21, 2022 (quoted)
• “Twitter's Board Put Up a Defense Mechanism Against Elon Musk. Here's What He Could Do Next,” CNN, April 19, 2022 (quoted)
• “Here's What Elon Musk Can Do If Twitter Rejects His $43 Billion Bid,” Barron's, April 15, 2022 (quoted)
• “Twitter's Legal Leaders Face Pressure as Elon Musk Pushes $43B Bid,” Law.com, April 14, 2022 (quoted)
• “Twitter Grapples With an Elon Musk Problem,” New York Times, April 11, 2022 (quoted)
• “Activist Investing Today: Schulte's Klein Talks Musk, SEC, ESG,” The Deal, April 8, 2022 (featured)
• “Controversial SEC Proposal Would Rein in Large Shareholders Like Elon Musk,” Yahoo! Finance, April 7, 2022 (quoted)
• “Analysis: Tesla's Musk May Add to U.S. SEC Ire with Late Report About Twitter Stake,” Reuters, April 5, 2022 (quoted)
• “Musk's ‘Passive’ Twitter Stake Starts With Poll on Edit Button,” Bloomberg, April 4, 2022 (quoted) 
• “The American Lawyer's 2022 Dealmakers of the Year,” The American Lawyer, March 28, 2022 (featured)
• “Who's Winning the Activism Work,” The Deal, March 22, 2022 (quoted)
• Contributor, The Activist Investing Annual Review 2022 (Activist Insight in association with Schulte)
• “Shareholder Activists Sharpen ESG Edge,” IFR, Feb. 18, 2022 (quoted)
• “Proposed Rule Changes to SEC Beneficial Ownership Reporting,” Schulte Alert, Feb. 11, 2022
• “Global Shareholders: The Shareholder Perspective,” Skytop, Feb. 8, 2022 (featured)
• “SEC Staff Guidance Paves Way for More ESG Proposals,” Schulte Alert, February 2022; republished in Bloomberg Law, February 2022
• “Trends and Developments,” Shareholders’ Rights & Shareholder Activism 2021, October 2021
• “SPAC Litigation Alert: CEO of Acquisition Target Charged in First Criminal Indictment Connected to a De-SPAC Transaction,” Schulte Alert, Aug. 9, 2021
• “Engine No. 1 Lessons for Environmental Proxy Campaigns,” Bloomberg Law, July 27, 2021
• “SPAC Litigation Alert: SPAC Sponsor and CEO Agree to Pay Civil Penalties and Forfeit Sponsor Shares Following SEC’s Charge of Disclosure and Due Diligence Failures,” Schulte Alert, July 20, 2021
• “13(d) Reporting Windows to Be Revisited,” Schulte Alert, July 19, 2021
• Interview, “Schulte Roth’s Ele Klein On Exxon And Shareholder Activism,” Law360, June 2, 2021
• “SPAC Litigation Alert: SEC Cautions SPAC Participants that Claims of Reduced Liability Exposure Are Overstated,” Schulte Alert, April 13, 2021
• “SEC Approves NYSE’s Amended ‘Related Party’ and ‘20%’ Stockholder Approval Rules,” Schulte Alert, April 9, 2021; republished in the Harvard Law School Forum on Corporate Governance, April 21, 2021
• “SPAC Litigation Alert: Kwame Amo v. MultiPlan,” Schulte Alert, March 29, 2021
• “Shareholder Activism in US Regulated Industries,” Ethical Boardroom, March 2021
• Contributor, The Activist Investing Annual Review 2021 (Activist Insight in association with Schulte)
• “NYSE Proposes to Permanently Amend ‘Related Party’ and ‘20%’ Stockholder Approval Rules,” Schulte Alert, Jan. 12, 2021; republished in the Harvard Law School Forum on Corporate Governance, Jan. 26, 2021
• Fall 2020 Shareholder Activism Insight (Activist Insight in association with Schulte), November 2020
• “IPOs Surge While Market Tightens, But Opportunities Remain,” Schulte SPAC Insights, November 2020
• “Investing in a SPAC Requires Understanding of Liquidity, Regulatory Issues,” Bloomberg Law, Oct. 26, 2020
• “Trends and Developments,”  Shareholders' Rights & Shareholder Activism 2020, October 2020; republished in the Harvard Law School Forum on Corporate Governance, Nov. 15 2020
• “NYSE Further Extends Waiver of Parts of ‘Related Party’ and ‘20%’ Stockholder Approval Rules,” Schulte Alert, Oct. 9, 2020; republished in the Harvard Law School Forum on Corporate Governance, Oct. 27, 2020
• “SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation,” Schulte Alert, Oct. 2, 2020
• “SEC Increases Rule 14a-8 Thresholds for Shareholders to Submit Proposals in Company Proxy Materials,” Schulte Alert, Sept. 25, 2020; republished in the Harvard Law School Forum on Corporate Governance, Oct. 12, 2020
• “OUT NOW: The money game,” Activist Insight, Sept. 17, 2020 (quoted)
• “SEC Issues Final Rule Regulating Proxy Voting Advice,” Schulte Alert, July 28, 2020
• “Regulated Funds and Activism: SEC Staff Issues No-Action Position on Permissibility of Reliance on State Control Share Acquisition Statutes by Closed-End Funds,” Schulte Alert, June 3, 2020
• “COVID-19 and Alternative Financing for Public Companies,” The Hedge Fund Journal, May 2020 (quoted)
• “Truce sorely wanted on proxy proposal championed by SEC,” Pensions & Investments, May 18, 2020 (quoted)
• “Elliott, Starboard Push On as Activists Face ‘Subdued’ Moment,” FT FundFire, May 13, 2020 (quoted)
• “PIPEs Update: Nasdaq Provides Temporary Relief from Certain Shareholder Approval Requirements for PIPEs (COVID-19),” Schulte Alert, May 11, 2020
• “Companies’ True Essence Visible in the COVID-19 Crises,” HFM Absolute Return, April 21, 2020
• “Activists Lay Low Due to Tough Market Conditions,” Absolute Return, April 8, 2020 (quoted)
• “PIPEs and Registered Directs: COVID-19 and Alternative Financing Transactions,” Schulte Alert, April 7, 2020
• “Activism This Week,” ValueWalk, March 27, 2020 (quoted)
• “Schedule 13G: Coronavirus Update for Private Fund Managers – SEC Extends Limited Filing Relief for Schedule 13G Filers,” Schulte Alert, March 25, 2020
• “Activism This Week,” ValueWalk, March 20, 2020 (quoted)
• “Activist Investing – COVID-19 and Shareholder Activism – The Impact,” Schulte Alert, March 17, 2020; republished in Harvard Law School Forum on Corporate Governance, March 31, 2020
• “SEC Staff Issues COVID-19 Guidance Relating to Annual Shareholder Meetings and Compliance with Federal Proxy Rules,” Schulte Alert, March 17, 2020
• “Schedule 13/Section 16 – Coronavirus Update for Private Fund Managers – Limited SEC Filing Relief for Schedule 13G Filers and Unchanged Schedule 13D and Section 16 Obligations,” Schulte Alert, March 15, 2020
• “Market Drop Could Spawn New Insurgencies,” The Deal, March 13, 2020 (quoted)
• “CorpGov: Activists Avoid Limelight, Active Investors Less So,” The Deal, March 3, 2020 (quoted)
• “Inside the Evolving State of Shareholder Activism,” Law360, Feb. 21, 2020 (quoted)
• Interview, “The Activist Insight Podcast,” Activist Insight, Feb. 10, 2020
• Contributor, 2020 Shareholder Activism Insight (Activist Insight in association with Schulte)
• “Informal Settlements, ESG Issues To Permeate 2020 Activism,” Law360, Jan. 1, 2020 (quoted)
• “Lawyers Diverge on Icahn Oxy Feud,” The Deal, Nov. 22, 2019 (quoted)
• “Experts Debate Activist Prospects in Next Recession,” The Deal, Nov. 19, 2019 (quoted)
• “Xerox’s Citi Retention Adds Credibility to HP Bid,” The Deal, Nov. 11, 2019 (quoted)
• “CorpGov: Fir Tree's Stern Looks Back on Kyushu Campaign,” The Deal, Sept. 26, 2019 (quoted)
• “Delaware Court Upholds Record Holder Requirement in Advance Notice Bylaw Provisions,” Schulte Alert, Sept. 9, 2019 (co-author) 
• “Top 10 Wildest Campaigns of 2019,” Activist Insight, August 2019 (quoted)
• “Activist Spotlight: Mandating Earlier Insurgent Disclosures Through IPOs,” The Deal, Aug. 2, 2019 (quoted)
• “Karmic reckoning? Investors in activist hedge funds agitate for change,” Reuters, July 30, 2019 (quoted)
• “Activist Spotlight: Advisers Clash Over Director 'Replacement Rights,” The Deal, July 11, 2019 (quoted)
• “Activist Spotlight: Inside the SEC's Proxy Adviser Overhaul,” The Deal, June 24, 2019 (quoted)
• “Activist Spotlight: White Squires Turning Grey,” The Deal, May 7, 2019 (quoted)
• Interview, “Interview with Eleazer Klein, Partner at Schulte Roth & Zabel,” Skytop Strategies, March 2019
• Interview, “The Activist Insight Podcast: Views from the Shareholder Activism Summit,” Activist Insight, March 25, 2019
• “Activist Spotlight: Insurgent Investors on the Rise in Asia,” The Deal, March 14, 2019 (quoted)
• “Three Ways Shareholder Activists Will Shape M&A in 2019,” Law360, Feb. 12, 2019 (quoted)
• “Activist Funds Turn Attention to Banks as New Merger Wave Sets Up,” CNBC, Feb. 8, 2019 (quoted)
• “Activist Investors Pushed 922 Companies to Perform Better in 2018,” Opalesque, Feb. 6, 2019 (quoted)
• “Elliott Leads Activist Pack After Record ’18,” FT FundFire, Feb. 6, 2019 (quoted)
• Contributor, The Activist Investing Annual Review 2019 (Activist Insight in association with Schulte)
• “Activists Expected To Target M&A, Overseas Cos. In 2019,” Law360, Jan. 1, 2019  (quoted)
• “Activist Spotlight: M&A Could Emerge Soon at Elliott-Targeted Travelport,” The Deal, Nov. 6, 2018  (quoted)
• “Starboard CEO Jeff Smith’s Stand to Fix Universal Ballot Contests,” Activist Insight, Oct. 26, 2018  (quoted)
• Interview, “Activist Investors Are Gearing Up for More Battles in the Year Ahead, Taking Aim at Consumer Stocks,” CNBC, Oct. 8, 2018 
• Contributor, Shareholder Activism Insight (Schulte in association with Activist Insight and Okapi Partners), 2018
• “SEC Approves Changes to Nasdaq Stockholder Approval Requirement for Discounted Private Offerings,” Schulte Alert, Oct. 3, 2018 (co-author) 
• “INSIGHT: Consequences of a Board Seat,” Bloomberg Law, August 2018 (co-author)
• “U.S. and Asia Propel M&A Activism Surge,” Activist Insight, Aug. 29, 2018 (quoted)
• “Activist Target: Tesla,” The Deal, Aug. 23, 2018 (quoted)
• “Data Analysis: North American Activists and Corporations Expand Toolbox,” Activistmonitor, July 12, 2018 (quoted)
• “Finance Activists,” Swissquote, July 2018 (quoted)
• “The Legal Risks Lurking in the CBS-Viacom Deal,” Financial Times, April 19, 2018 (quoted)
• “CBS Weighs Legal Risks of Increased Viacom Bid,” Financial Times, April 18, 2018 (quoted)
• “Crain’s New York Business 40 Under 40 Class of 2018,” Crain’s New York Business, March 2018 (quoted)
• “Activist Spotlight: Icahn Helps Shift the Lines of Defense,” The Deal, Feb. 1, 2018  (quoted)
• “Shareholder Activism Poised for Busy, High-Stakes 2018,” Law360, Jan. 1, 2018 (quoted)
• Contributor, The Activist Investing Annual Review 2018 (Activist Insight in association with Schulte)
• Interview, “Passive Investors and Their Role in Activism for 2018,” Forbes, Dec. 20, 2017 
• “ISS and Glass Lewis 2018 Proxy Guidelines Continue to Expand Shareholder Influence,” Schulte Alert, Dec. 6, 2017 (co-author)
• Interview, “Shareholder Activism Knows No Bounds: A Discussion With Schulte's Global Shareholder Activism Group,” The Hedge Fund Journal, December 2017 
• “Corporate Defenders Urge ISS to Ask More From Activists,” The Deal, Sept. 11, 2017 (quoted)
• “Consumer Goods Make Appetising Target For US Activists,” Financial Times, July 21, 2017 (quoted)
• “With Crowding in U.S. Market, Activist Investors Look to Europe,” The New York Times, June 26, 2017 (quoted)
• “Activist Investors Are Hunting Canada – Why?” Forbes, June 26, 2017 (quoted)
• “Immunomedics Proxy Contest: Schulte Roth & Zabel Achieves Unprecedented Litigation Victories,” The Hedge Fund Journal, June 2017
• “When Activists Enter the Kitchen, the CFOs Feel the Heat,” The Wall Street Journal, June 12, 2017 (quoted)
• “Section 13 and Section 16 Enforcement Actions –  A Guide for Staying in Compliance,” Bloomberg BNA – Securities Regulation & Law Report, June 5, 2017 (co-author)
• “Companies, Activists Mired in Ongoing Proxy Battles,” Bloomberg, May 25, 2017 (quoted)
• Interview, “Hedge Fund Activists: The Debate On Unlocking Value,” Forbes, March 21, 2017
• “Meet the New Wave of Insurgents,” The Deal, Feb. 10, 2017 (quoted)
• “5 Trends That Will Shape Shareholder Activism In 2017,” Law360, Feb. 7, 2017 (quoted)
• “CEOs Targeted More by Activists but Give Them Fewer Board Seats,” Reuters, Feb. 1, 2017 (quoted)
• Contributor, The Activist Investing Annual Review 2017 (Activist Insight in association with Schulte)
• “Activist Investors Set For Busy 2017,” Law360, Jan. 2, 2017 (quoted)
• “Good Governance Hits a Speed Limit,” The Deal, Dec. 9, 2016 (quoted)
• “Intermediary Awards 2016,” Activist Insight Activism Monthly, December 2016 (quoted)
• “2016 Shareholder Activism Insight Report,” Harvard Law School Forum on Corporate Governance and Financial Regulation, Dec. 1, 2016 (co-author)
• Contributor, Shareholder Activism Insight (Schulte in association with Activist Insight and FTI Consulting), 2016
• “Shareholder Activism Continuing an Evolution, Report Says,” Law360, Nov. 1, 2016 (quoted)
• “Opalesque Exclusive: The Idiosyncrasies of European Activist Investing,” Opalesque, Sept. 16, 2016 (quoted)
• “Activism and Passivity: HSR Act and Section 13(d) Developments for Investors,” Schulte Alert, July 28, 2016 (co-author); republished in Westlaw Journal – Derivatives, Aug. 11, 2016, Westlaw Journal – Securities Litigation & Regulation, Aug. 18, 2016, and The Hedge Fund Journal, September 2016
• “A Closer Look at the Proxy Case Everyone’s Talking About,” Law360, May 27, 2016 (quoted)
• “Dodging Court,” Activism Monthly Premium, May 2016 (quoted)
• Interview, “Activism in MicroCap Stocks,” Stock News Now Wall Street View, May 23, 2016
• “Activist Investing Update: DOJ’s HSR Action Against ValueAct Highlights Uncertainties Regarding the ‘Investment-Only’ Exemption,” Schulte Alert, May 20, 2016 (co-author); republished in The Hedge Fund Journal, June 2016 
• “Blurred Lines: PE Firms and Activists Steal from Each Other’s Playbooks,” The Deal, March 18, 2016 (quoted)
• Interview, “Writing the Activism Playbook,” The Hedge Fund Journal, February 2016
• “Market Sell-Off Creates Opportunities for Activists,” The Deal, Feb. 19, 2016 (quoted)
• “Why Fear of Activists Pressures MetLife to Sell Itself Smaller,” The Street, Feb. 8, 2016 (quoted)
• “Europe Activism Boom Calls for Gentler Tack From Investors,” Law360, Feb. 3, 2016 (quoted)
• “MetLife’s Sale Puts Spotlight on SIFI Activism,” The Deal, Feb. 3, 2016 (quoted)
• “A Look at the 2016 Proxy Season’s Hot Topics,” Law360, Jan. 28, 2016 (quoted)
• Contributor, The Activist Investing Annual Review 2016 (Activist Insight in association with Schulte)
• “Stock Volatility Could Stall Public M&A Boom,” Law360, Jan. 21, 2016 (quoted)
• Interview, “Activist Investors: How Companies Should Best Engage,” Forbes, Jan. 14, 2016
• “PIPEs Raise Nearly $90B in 2015 as Market Fades in Q4,” The Deal, Jan. 11, 2016 (quoted)
• “The Energy Crash Is Going to Be Huge Business for Wall Street,” Business Insider, Nov. 21, 2015 (quoted)
• “Energy Companies Have a New Problem on Their Hands,” Business Insider, Nov. 17, 2015 (quoted)
• “Activist Investors Are Finding It Easier Than Ever to Get Board Seats,” Bloomberg, Nov. 4, 2015 (quoted)
• “Rule 105 Update: New Round of Enforcement Highlights SEC Approach on Short-Selling Violations,” Schulte Alert, Oct. 22, 2015 (co-author); republished in The Hedge Fund Journal, November 2015
• “Will Third Point’s FTC Deal Chill Activism?,” The Deal, Oct. 2, 2015 (quoted)
• “Short-Term Activism Could Wane Once Rates Start to Rise,” Hedgeweek, Sept. 30, 2015 (quoted)
• “Activist Investors Keep Colliding – and It's Forcing the Industry to Transform,” Business Insider, Sept. 11, 2015
• “Hart-Scott-Rodino Filing Update: Recent Settlement Interprets ‘Investment-Only’ Exemption Narrowly,” Schulte Alert, Sept. 3, 2015 (co-author); republished in Bloomberg BNA – World Securities Law Report, Sept. 30, 2015
• “Activism vs. PE Strategies: Opposing or Similar Forces?,” ValueWalk, Aug. 25, 2015  (quoted)
• “Hedge Funds Are Shaking Up Corporate America and Wall Street Couldn't Be Happier,” Business Insider, Aug. 22, 2015 (quoted)
• “How a ‘Wolf Pack’ Can Devour Your Company Before You Know It’s Happening,” The Deal, June 23, 2015 (quoted)
• Contributor, Shareholder Activism Insight (Schulte in association with Mergermarket), 2014
• “SEC Releases a Second Installment of ‘Bad Actor’ Rule Guidance,” Schulte Alert, Jan. 22, 2014 (co-author)
• “Understanding the Steps for Conducting a PIPE,” Law360 (excerpted from Lexis® Practice Advisor), Sept. 12, 2013 (co-author)
• “How to Raise Capital Using a PIPE,” Law360 (excerpted from Lexis® Practice Advisor), Sept. 5, 2013 (co-author)
• “District Court Dismisses Insider Preference Claim Despite Affiliates Holding Equity and Board Seats,” Schulte Alert, April 19, 2013 (co-author)
• “SEC Issues Proposing Release to Readopt Beneficial Ownership Rules as They Relate to Security-Based Swaps,” Schulte Alert, March 25, 2011 (co-author)
• “SEC Redoubling Efforts to Root Out Microcap Fraud,” The PIPES Report, Jan. 18, 2011 (quoted)
• “Goldman-Facebook Deal Raises Debate on Investor Pool,” The New York Times, Jan. 6, 2011 (quoted)
• “QVT Must Face Trial on Alleged Short-Swing Profits,” The PIPEs Report, Nov. 2, 2010 (quoted)
• “Enable Capital,” The PIPEs Report, April 6, 2010 (quoted)
• “PIPE Funds that Participate in CMPOs May Face Increased Scrutiny of Shorting,” The PIPEs Report, April 6, 2010 (quoted)
• “Investor Disputes May Drive Regulators’ Scrutiny,” The PIPEs Report, March 16, 2010 (quoted)
• “Issuers Face Restatements From ‘Down Round’ Provisions,” The PIPEs Report, Jan. 19, 2010 (quoted)
• “Inconsistent Due Diligence Threatens Agents,” The PIPEs Report, Dec. 15, 2009 (quoted)
• “SEC Staff Clarifies Interpretation Related to Filing Deadline for Schedules 13D and 13G,” Schulte Alert, Nov. 19, 2009
• “Confidentiality, Standstill and Insider Trading Considerations Relevant to Hedge Funds Investing in PIPEs,” The Hedge Fund Law Report, Nov. 11, 2009 (quoted)
• “PIPEs: A Lasting Trend,” Practical Law, Sept. 1, 2009 (quoted)
• “SEC Enforcement: Enhanced 13(d) Scrutiny and Merger Arbitrage,” Schulte Activist Investing Developments, Summer 2009
• “Exchange-Listed Companies Larger Slice of Market,” The PIPEs Report, April 21, 2009 (quoted)
• “Registration Law is Now Likely,” The PIPEs Report, April 7, 2009 (quoted)
• “Swaps and Section 16: Reporting and Liability Issues,” Schulte Activist Investing Developments, Winter 2009 (co-author)
• “Evasive Action: Redemptions Instill Hesitancy in Funds,” The PIPEs Report, Oct. 7, 2008 (quoted)
• “Rule 415 Reversal? Actions Leave APOs in Uncertain Standing,” The Reverse Merger Report, March 13, 2008  (quoted)
• “Rule 415 Threatens APO Market,” The PIPEs Report, March 4, 2008 (quoted)
• “PIPE Fitting: Amid LBO Slump, PE Shops Are Seizing on the Market for Private Investments in Public Equity,” Mergers and Acquisitions Journal, Dec. 1, 2007 (quoted)
• “PIPE Sellers Tangle with Issuers and Investors Who Seek to Abolish Hedging,” The PIPEs Report, Nov. 20, 2007 (quoted)
• “PIPE Financing Sheds Off Bad Rap and Sluggish Activity,” Boston Business Journal, Nov. 9, 2007 (quoted)
• “PIPEs Gain Ground with a Wider Audience,” Investment Dealers Digest, Nov. 5, 2007 (quoted)
• “‘Blank Check Company’ Has Eye on Major Media Buy,” Los Angeles Business Journal, May 14, 2007 (quoted)
• “Final Ruling on Rule 415,” The PIPEs Report, Feb. 6, 2007 (quoted)
• “Accounting Move Roils PIPE Market,” Corporate Financing Week, May 1, 2006 (quoted)
• “SEC Review Process Slows Speed to Market,” Corporate Financing Week, Jan. 30, 2006 (quoted)
• “Implications and Considerations of Section 16 for Activist Investors,” Activist Investing Developments, Fall 2005
• “The Finder Dilemma,” The PIPEs Report, December 2004 (quoted)
• “The PIPEs Are Flowing: Small Public Companies Can Find It Less Costly to Raise New Money Privately, But Only If They Can Find the Right Investors,” CFO Magazine, November 2004 (quoted)
• “Hedge Fund Short-Sale Tactic Faces Uncertain Future,” TheStreet.com, Sept. 16, 2004 (quoted)
• “No Need to Sweat These PIPEs,” CFO Magazine, August 2004 (quoted)
• “PIPEs Investors Grapple with Insider Trading Issues,” MAR/Hedge, July 2004 (quoted)
• Commentary on Short Selling Activities, The Daily Deal, May 27, 2003
• Feature story on Canadian Provincial Regulators, The PIPEs Report, July 15, 2003 (quoted)
• Feature story on International Private Placements, The PIPEs Report, May 1, 2003 (quoted)
• “PIPE Trends– PIPEs Benefit from Increasing Credibility,” Wall Street Reporter, PIPE Market Insider, February 2002
• “PIPEs Pumped by Venture Cash,” The Daily Deal, Sept. 30, 2002 (quoted)
• “Possible Enron Bankruptcy Seen Cooling SEC Probe Pace,” Reuters, Nov. 29, 2001 (quoted)

• “Universal Proxies, 13D and Size Matters - Legal Perspectives on Activism,” Activist Investor Conference, March 2024

• “The Proxy Season Preview,” Diligent Marketing Intelligence Conference, February 2024

• “Emboldened Activism: Universal Proxy 2023 and the Upcoming Season,” Skytop Strategies’ Shareholder Activism Summit 2024, January 2024
• “Corporate activism in the US, UK, Europe, and Asia,” K2 Integrity Webinar, January 2024
• “Trending Legal Issues: SEC/Regulatory Proposals and Rules Update,” 13D Monitor’s 2023 Active-Passive Investor Summit, October 2023
• “Activism,” Schulte Private Capital Conversations, July 2023
• 2023 Corporate Governance Roundtable, Harvard Law School Program on Corporate Governance, June 2023
• Moderator, “A Conversation with Glass Lewis and ISS” and “State of Activism Part II,” Schulte 13th Annual Shareholder Activism Conference, May 2023 
• “Small Cap Activism: Outlook for 2023,” Skytop Strategies: In The Studio, March 2023
• “Fireside Chat” and “Litigation Update: Recent Proxy Contest Case Law in Delaware and Elsewhere,” Skytop Strategies Shareholder Activism Summit 2023, February 2023
• “Best of 2022,” Beyond the Boardroom Podcast, December 2022
• “How ESG is Transforming Investor Activism and Legal Risk,” Bloomberg Activism Forum 2022, December 2022
• “Universal Proxy Card– What It Means for Issuers and Activists,” Diligence's Game Plan for Proxy Season: D&O, Compensation, ESG & Universal Proxy Webinar Series, November 2022
• “Debt Activism: Trends, Opportunities, and Strategies,” Shareholder Activism ESG Super Summit, June 2022
• Moderator, “Spotlight on Activism: The SEC Eyes Beneficial Ownership & Transparency,” MFA Legal and Compliance 2022, May 2022
• “Activist Investing Today: Schulte’s Klein Talks Musk, SEC, ESG,” The Deal Podcast, April 2022
• “The Power of the Narrative in Corporate Lawmaking,” ECGI Spotlight Seminar, April 2022
• “ESG,” Schulte 31st Annual Private Investment Funds Seminar, Jan. 2022
• “What Does Good Corporate Governance Look Like?” Active-Passive Investor Summit, October 2021
• “The 2021 Proxy Season: Shareholder Engagement,” Harvard Corporate Governance Virtual Roundtable Series, March 2021
• “Activism,” Schulte 30th Annual Private Investment Funds Seminar, January 2021
• “The Activist Perspective: Effecting Change and the Market Challenges of COVID-19” and “Anatomy of a Contest: Harbert Discovery at Enzo Biochem,” Schulte 11th Annual Shareholder Activism Conference, November 2020
• “Trends and Developments,” Shareholders' Rights & Shareholder Activism 2020, October 2020
• “PIPE Transactions and Registered Direct Offerings: Alternative Capital Raising, PE Investment Opportunity,” Strafford Webinar, August 2020
• Harvard Corporate Governance Virtual Roundtable Session, Harvard Law School, July 2020
• “Activists Push to Drive and Block M&A,” The Deal Corporate Governance Europe 2020, London, February 2020
• “Common Brokerage and Trading Issues” and “FAQ Activism,” Schulte 29th Annual Private Investment Funds Seminar, New York, January 2020
• “Spotlight Session: M&A and Shareholder Activism,” The Deal Economy Conference, New York, November 2019
• “The U.K. and Europe: Insights on Effective Activism,” Skytop Strategies Shareholder Activism Summit, New York, November 2019
• “The Institutional Investor Perspective: An Interview with BlackRock,” Schulte 10th Annual Shareholder Activism Conference, New York, October 2019
• “The Rise of Shareholder Activism in Asia Pacific,” The Deal, New York, September 2019
• Harvard Law School Roundtable on Shareholder Engagement, Cambridge, Mass., June 2019
• ACA Compliance Group Spring 2019 Compliance and Performance Conference, Miami, May 2019
• “Trends in Shareholder Activism,” 13D Monitor 2019 Active-Passive Investor Summit, New York, April 2019
• “An Emerging Trend: Activists Attempting to Block M&A Deals,” The Deal Corporate Governance 2019 – The Future of Shareholder Engagement in Europe, London, February 2019
• AIMA Shareholder Engagement – Basics of Running a Campaign, New York, February 2019
• “Advance Notices and Public Rejections: The Game Book for Issuers and Activists,” Skytop Strategies Shareholder Activism – Unlocking Shareholder Value, New York, January 2019
• “Market Update: Terms, Customized Products and Co-Investment Vehicles,” Schulte 28th Annual Private Investment Funds Seminar, New York, January 2019
• “The Evolution of Shareholder Activism: New Strategies and Tactics,” The Deal Economy Conference, New York, November 2018
• Moderator, “Current Developments and State of the Market in the U.K. and Europe,” Schulte Shareholder Activism in Europe Seminar, London, November 2018
• Moderator, “A View from the Boardroom,” Schulte 9th Annual Shareholder Activism Conference, New York, October 2018
• Harvard Law School Roundtable on Shareholder Engagement, Cambridge, Mass., June 2018
• “Representing Activists,” 13D Monitor 2018 Active-Passive Investor Summit, New York, April 2018
• “Role of Shareholder Activism in Corporate Governance,” Harvard Law School Activism Roundtable, Cambridge, Mass., April 2018
• “Small Cap Versus Large Cap Companies: Activist Targets, and Why,” Skytop Strategies Shareholder Activism – Unlocking Shareholder Value, New York, January 2018
• “Shareholder Activism,” Schulte 27th Annual Private Investment Funds Seminar, New York, January 2018
• Moderator, “Anatomy of a Proxy Contest: venBio Case Study” and “SPVs, NOLs and HSR,” Schulte 8th Annual Shareholder Activism Conference, New York, October 2017
• Roundtable on Shareholder Engagement, Harvard Law School, Cambridge, Mass., June 2017
• “Welcome Remarks,” Yeshiva University A Conversation with Activist Investor Paul Singer, New York, June 2017
• Moderator, “Activists’ Perspectives,” Schulte Shareholder Activism in the UK, London, May 2017
• “Representing Activists,” 13D Monitor 2017 Active-Passive Investor Summit, New York, April 2017
• “The Big Debate – Part II: The Pros and Cons of Activism,” Skytop Strategies Shareholder Activism 2 – Unlocking Shareholder Value, New York, January 2017
• Moderator, “Mid-Cap Activism” and “‘Occasional’ Activists,” Schulte 7th Annual Shareholder Activism Conference, New York, November 2016
• Moderator, “Stay Informed: Tracking the Evolution of Activist Investing in Europe,” The Deal & ArrowCon Partners Activist Investing in Europe 2016, London, September 2016
• Roundtable on Shareholder Engagement, Harvard Law School, Cambridge, Mass., June 2016
• “Stockholder Activism Today,” 15th Annual International Mergers and Acquisitions Conference, International Bar Association, New York, June 2016
• “Activism in the Microcap Market,” Growth Capital Expo, Las Vegas, May 2016 
• “Representing Activists,” 13D Monitor Active-Passive Investor Summit, New York, April 2016
• “Shareholder Activism: For Better or For Worse?” Yale Law School Marvin A. Chirelstein Colloquium Panel, New Haven, Conn., February 2016
• Co-Chair and Panelist, “The Big Debate: Pros & Cons of Activism,” Skytop Strategies Shareholder Activism: The Emergence of the New Generation Investor Seminar, New York, February 2016
• “Trading Compliance: Managing Regulatory Risk,” Schulte 25th Annual Private Investment Funds Seminar, New York, January 2016
• Moderator, “New Era of Public Venture Capital: Status Report on the Reg A+ and Solicited Reg D Offerings Markets,” MarketNexus Media Growth Capital Summit – Legal and Regulatory Update on Emerging Growth Company Finance, Washington, D.C., November 2015
• Moderator, “Current Developments in Shareholder Activism Across Europe,” Schulte and Activist Insight Shareholder Activism in the UK Conference, London, November 2015
• “The Activist Landscape,” Morgan Stanley 2nd Annual Event-Driven Symposium, New York, October 2015
• Moderator, “Current Developments in Shareholder Activism” and “Mid-Cap Activism,” Schulte 6th Annual Shareholder Activism Conference, New York, October 2015
• “The Gathering Storm: New Delaware Litigation Developments and the Escalating Activist Environment,” Thomson Reuters 11th Annual Southeastern M&A/PE Forum, Atlanta, October 2015
• Moderator, “Exploring the Strategies, Preparation and Tactics Activist Investors Use to Organize a Campaign,” ArrowCon Events Activist Investing in Europe, London, May 2015
• “Challenges for Public Emerging Growth Companies,” MarketNexus Media Growth Capital Summit– Legal and Regulatory Update on Emerging Growth Company Finance, Washington, D.C., November 2014
• “Wall Street Meets Crowd Street: Next Steps for Bringing Crowdsourced Investment into the Capital Markets Ecosystem” and “What Emerging Growth Companies Need to Know About Activist Investor Campaigns,” Growth Capital Expo, Las Vegas, April/May 2014
• “The Recent Resurgence of PIPE Deals: Who’s Transacting, Under What Terms, and a Discussion on Sustainability,” DealFlow Media PIPEs Conference, New York, November 2013
• “Trends in PIPE and Registered Direct Offerings,” Schulte Public Company Hot Topics, New York, July 2013
• “Registered Directs, CMPOs & Follow-Ons,” DealFlow Media DealFlow Conference, New York, December 2012
• “Current Trends in M&A, PIPEs and Co-Investment Transactions,” Schulte 21st Annual Private Investment Funds Seminar, New York, January 2012
• “Registered Directs, CMPOs, Follow-ons and Other Small Cap Capital Formation Tools,” DealFlow Media PIPEs Conference, New York, November 2011
• “PIPEs,” FRA 11th Annual Valuation of Hard-to-Value Securities and Portfolios Conference, New York, June 2011
• “Alternative Public Offerings: An Emerging IPO Option,” Strafford Webinar, New York, June 2011
• “How to Comply with Rule 105: A Workshop for Hedge Fund Managers,” Schulte Investment Management Hot Topics, New York, May 2011
• “Current Issues in Distressed Investing,” Schulte 20th Annual Private Investment Funds Seminar, New York, January 2011
• Moderator, “The Debate over Unregistered vs. Registered Securities,” DealFlow Media PIPEs Conference, Las Vegas, November 2010
• “Trends in PIPE Transactions,” The International PIPEs Conference, Shanghai, May 2010
• “Effectively Valuing PIPEs,” FRA 10th Annual Valuation of Hard-to-Value Securities and Portfolios Conference, New York, March 2010
• “Distressed Investing: Deal Structuring,” Schulte 19th Annual Private Investment Funds Seminar, New York, January 2010
• “Trends in Structure and Pricing: What are the Options for Issuers?” DealFlow Media PIPEs Conference, Las Vegas, December 2009
• “Compliance Issues Relating to Reg SHO, Rule 105, Rule 144A, Rule 144, Regulation S and Private Placements,” Trading Compliance Seminar, Greenwich, Conn., October 2009
• “Compliance Issues Relating to Sections 13 and 16, Reg SHO, Rule 105 and Insider Trading,” Trading Compliance Seminar, Greenwich, Conn., May 2009
• “Legal & Regulatory Update: MOFCOM, SAFE and Circular 142,” DealFlow Media International PIPEs Conference, Shanghai, March 2009
• “Disclosure and Reporting Under Section 13 and 16: Groups and Swaps Post-CSX,” Schulte 18th Annual Private Investment Funds Seminar, New York, January 2009
• FRA 9th Annual on Valuation of Hard-to-Value Securities and Portfolios Conference, New York, November 2008
• “Accounting and Valuation Issues: Examining the New Rules on Determining Fair Value of Securities,” and Moderator, “PIPEs Legal Roundtable,” DealFlow Media PIPEs Conference, New York, November 2008
• “Alternative Financing: Using Private Investments in Public Equity (PIPEs),” Schulte Think Big! Small- and Mid-Cap Public Company Forum, New York, July 2008
• “Understanding PIPE Valuations,” FRA Valuation of Hard to Value Securities & Portfolios Conference, The Harmonie Club, New York, June 2008
• “The Proxy Process & The Special Meeting Under Pressure,” DealFlow Media SPACs Conference, New York Hilton, New York, June 2008
• “Financing Alternatives: PIPEs” at The 10th China Venture Capital and Private Equity Forum, Shenzhen Wuhzou National Guest House, Shenzhen, China, April 2008
• “Update on the PIPE Market: New Rules & Recent Pricing Trends,” DealFlow Media International PIPEs Conference, Hong Kong, April 2008
• “Current Issues in Private Placements and Hedge Fund Investing: A Case Study,” Yale University, New Haven, Conn., March 2008
• Chair, 7th Annual Industry Summit on PIPEs, New York, January 2008
• “Addressing Conflicts of Interest,” Schulte 17th Annual Private Investment Funds Seminar, New York, January 2008
• “Will the SEC’s New Rules Ease Investment in Public Companies?” DealFlow Media PIPEs Legal Update Webinar, December 2007
• FRA 8th Annual Valuation of Hard-to-Value Securities and Portfolios Conference, New York, November 2007
• “Capital Access Forum (PIPEs),” Belmont Partners, Washington, D.C., November 2007
• 5th Annual PIPEs Conference, New York, October 2007
• Chair, 3rd PIPEs Summit, New York, July 2007
• Hedge Fund Trading Forum, New York, July 2007
• FRA 6th Annual Valuation of Hard-to-Value Securities and Portfolios Conference, New York, June 2007
• Chair, “Navigating PIPEs, Laws and Regulations,” FRA Conference, New York, May 2007
• The PIPEs Conference Europe, London, May 2007
• Private Investment in Public Equity (PIPEs), Atlanta, March 2007
• Chair, 6th Annual Industry Summit on PIPEs, New York, January 2007
• Chair, Second PIPEs Summit, Coconut Grove, Fla., January 2007
• The PIPEs Conference, New York, November 2006
• FRA 5th Annual Valuation of Hard-to-Value Securities and Portfolios Conference, New York, November 2006
• 5th Annual Hedge Fund Seminar, London, October 2006
• PIPEs Summit, New York, July 2006
• The PIPEs Conference Europe, London, June 2006
• Chair, The 5th Annual Industry Summit on PIPEs, New York, January 2006
• “Regulatory and Investment Issues in PIPEs Transactions,” 15th Annual Private Investment Funds Seminar, New York, January 2006
• Wall Street Reporter Webinar on PIPEs, February 2006
• DealFlow Media PIPEs Conference, New York, October 2005
• Chair, FRA 4th Annual Industry Summit on PIPEs, New York, February 2005
• Television Appearance, CNBC-Street Signs With Ron Insana, January 2005, Regulation SHO
• “Small & Micro Cap Public Company Symposium,” Strategic Research Institute, Bermuda, October 2004
• DealFlow Media PIPEs Conference, New York, October 2004
• FRA 3rd Industry Forum on PIPEs, New York, September 2004
• DealFlow Media PIPEs Conference, New York, October 2003
• “PIPEs Roundtable,” Wall Street Reporter, New York, June 2003
• “Overview of Restructurings,” New York City Bar Association, New York, June 2003
• “Insider Trading Pitfalls,” New York, February 2003
• “Legal Regulatory and SEC Guidelines in Structuring PIPEs,” FRA Conference, New York, November 2002
• FRA Issuers’ and Investors’ Forum on PIPEs, New York, November 2002
• “Chinese Walls and Related Strategies,” New York, October 2002
• “Issues in Corporate Resolutions,” New York, September 2002
• “Registered Direct Offerings,” Minneapolis, August 2002
• “PIPEs and Alternate Equity Strategies Seminar,” The Institute for International Research, New York, July 2002
• “Drafting Warrants,” New York, June 2002
• FRA PIPEs and Alternative Equity Financing Structures Forum, New York, March 2002
• “From PIPEs To Equity Lines, Conference on The Private Equity Market For Public Companies,” New York, October 2001
• “Insider Trading Concerns,” Conference on Securities Issues, New Jersey, Fall 2000
• “Issues in Shareholders Agreements and Registration Rights Agreements,” New York, March 2000

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