SEC Enforcement and White Collar Defense
Schulte’s SEC Enforcement and White Collar Defense Group includes former members of the SEC’s Enforcement Division and former federal prosecutors. We represent a wide range of financial institutions, including private funds, broker-dealers, public corporations and their principals, boards and executives in investigations and prosecutions by the Securities and Exchange Commission, the Department of Justice and other regulatory and law enforcement agencies.
Schulte’s work with clients across the private capital industry — from fund formation and regulatory compliance to investment management M&A and restructuring — gives our enforcement practice deep insight into real-world industry practices and trends, which enables us to act as highly effective advocates in avoiding allegations, negotiating resolutions and securing favorable outcomes for our clients.
