SRZ Video Series Highlights Importance of the Annual Review

SRZ’s video series highlighting the importance of the SEC’s annual review for fund managers features insights from regulatory & compliance partner Marc E. Elovitz. The two videos cover key areas of the annual review, including the importance of timing, assessing risk areas and meeting SEC expectations, and are part of SRZ Insights, a series featuring SRZ attorneys sharing their expertise on timely topics in the financial services industry.

To view the videos, visit SRZ on Vimeo, or click the links below:

• Prioritizing the Annual Review
• The SEC’s Expectations for the Annual Review